AIF Compliance

Job Title:AIF Compliance and Operations ManagerAbout the Role:This position involves managing AIF 3, including all compliances, audit coordination with administrators, and handling functions for smooth operation. It also includes managing trades and entire trade cycle of AIF 3, coordination with administrators for subscriptions/redemptions, shadow...

Only Mumbai Based Candidate Apply.Job Location - PowaiType - Full TimeWe are seeking a detail-oriented and proactive professional to manageOperations & Compliancefor a Cat-II Alternative Investment Fund (AIF). The role will ensure that the fund adheres to SEBI regulations, internal policies, and best practices, while also overseeing day-to-day operational...

Compliance of all regulations pertaining to Category II AIF at SEBI, in relation to investment and reporting from time to time to SEBI.Location: Mumbai

Job Description- Only candidates with 7 to 10 years of experience- Only candidates based out of Mumbai and with AIF compliance experienceJob Description- Ensure compliance with regulatory requirements for Alternative Investment Funds (AIFs).- Prepare and review reports, filings, and disclosures for regulatory authorities.- Assist in drafting and maintaining...

About us: Areion Assets Management Private Limited is an investment manager to a SEBI Registered Category II and Category I Alternative Investment Fund. The company has successfully launched 4 schemes under Cat II & 3 schemes under Cat I - SSF.We are seeking a dynamic and results-driven fund manager (fund raising) to lead capital raising initiatives for our...

Risk Analyst Role SummaryAs a key member of our team, the Risk Analyst will play a crucial role in monitoring the risk associated with AIF business.Key Responsibilities:Compliance/Risk Committee Deliverables:Ensure adherence to SEBI AIF regulations and internal compliance manual from the Risk Team perspective.Real Estate:Perform thorough due diligence on...

Only candidates with 9+ years of experience to applyOnly candidates from/open to relocate to Mumbai to applyAbout Our ClientThe company operates within the financial services sector, focusing on trading activities, and is recognised as a medium-sized organisation. It is committed to maintaining the highest standards of compliance and legal governance in its...

Compliance Manager RoleThe Compliance Manager is responsible for overseeing the administrative and operational aspects of AIF 3 and Investment Management.Key Responsibilities:Manage processing, banking, and treasury operations for an Indian entity with support from external vendors.Administer compliances, board resolutions, and audit functions for the Indian...

Position OverviewWe are seeking a highly experienced and senior-level Compliance Officer to lead and oversee the compliance function at Stallion Asset Pvt. Ltd. Currently operating as a SEBI-registered Portfolio Management Services (PMS) firm, we are also in the process of applying for additional licenses including Mutual Fund, Alternative Investment Fund...

Compliance Officer Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3).- Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA,...