AIF Compliance

Job Title:AIF Compliance and Operations ManagerAbout the Role:This position involves managing AIF 3, including all compliances, audit coordination with administrators, and handling functions for smooth operation. It also includes managing trades and entire trade cycle of AIF 3, coordination with administrators for subscriptions/redemptions, shadow...

Job Description- Only candidates with 7 to 10 years of experience- Only candidates based out of Mumbai and with AIF compliance experienceJob Description- Ensure compliance with regulatory requirements for Alternative Investment Funds (AIFs).- Prepare and review reports, filings, and disclosures for regulatory authorities.- Assist in drafting and maintaining...

About us: Areion Assets Management Private Limited is an investment manager to a SEBI Registered Category II and Category I Alternative Investment Fund. The company has successfully launched 4 schemes under Cat II & 3 schemes under Cat I - SSF.We are seeking a dynamic and results-driven fund manager (fund raising) to lead capital raising initiatives for our...

Risk Analyst Role SummaryAs a key member of our team, the Risk Analyst will play a crucial role in monitoring the risk associated with AIF business.Key Responsibilities:Compliance/Risk Committee Deliverables:Ensure adherence to SEBI AIF regulations and internal compliance manual from the Risk Team perspective.Real Estate:Perform thorough due diligence on...

Job Description- Only candidates with 9+ years of experience to apply- Only candidates from/open to relocate to Mumbai to applyJob DescriptionThe company operates within the financial services sector, focusing on trading activities, and is recognised as a medium-sized organisation. It is committed to maintaining the highest standards of compliance and legal...

Compliance Manager RoleThe Compliance Manager is responsible for overseeing the administrative and operational aspects of AIF 3 and Investment Management.Key Responsibilities:Manage processing, banking, and treasury operations for an Indian entity with support from external vendors.Administer compliances, board resolutions, and audit functions for the Indian...

Compliance Officer Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3).- Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA,...

Compliance Leadership RoleThis senior leadership position is responsible for overseeing and managing the compliance function across Portfolio Management Services (PMS) and Alternative Investment Funds (AIF).As a strategic business partner, you will lead cross-functional teams to develop and implement effective compliance frameworks, operating procedures, and...

Job DescriptionWe are seeking a diligent Compliance Officer to oversee our organization's compliance with regulatory requirements.Ensure ongoing adherence to SEBI AIF and PMS regulations, preparing and submitting necessary filings, reports, and disclosures in a timely manner.Act as a liaison between regulators and internal teams for compliance-related...

Job Responsibilities :- • Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc. • Liasoning and...