SM/AVP || CS || Compliance || 7+ || AIF || Mumbai

2 days ago

Mumbai, India Michael Page Full time

Only candidates with 7+ years of experience to apply Candidates must have experience from PE/VC/Financial Services/AIF About Our Client This opportunity is with a well-established organisation operating in the financial services industry, specifically within the investment and asset management sector. The company is a mid-sized player known for its focus on compliance and governance, offering a structured and professional working environment. Job Description Ensure compliance with applicable laws, regulations, and internal policies across the investment/asset management operations. Provide guidance on corporate governance practices and regulatory frameworks. Draft, review, and maintain compliance-related policies and procedures. Oversee regulatory filings and maintain statutory records in line with requirements. Liaise with regulatory authorities and respond to their queries promptly. Monitor and report on compliance risks and recommend corrective measures. Conduct compliance training sessions for internal stakeholders. Support the legal department in handling compliance-related matters and audits. The Successful Applicant A successful SM/AVP CS Compliance should have: A professional qualification in Company Secretaryship (CS) or a related field with 7+ years Strong knowledge of compliance frameworks within the financial services industry. Experience working in the investment/asset management sector is preferred. Excellent understanding of corporate governance and regulatory requirements. Strong analytically and problem-solving skills. Ability to collaborate effectively with internal and external stakeholders.

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    2 days ago

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