Compliance Manager

1 week ago

mumbai, India SpectraHR | Your People Partner Full time

Job Title: Senior Manager / Manager - Compliance Location: Mumbai Job Type: Full-Time Key Job Responsibilities : Ensuring compliance of all aspects related to the AIF and Investee Cos. including but not limited to SEBI, Direct and Indirect Tax, RBI, FEMA, FDI etc. -Ensuring PPM is updated at all times and requisite approvals / filings with regulator as required -Overseeing Fund and Management Accounting -Managing Internal and External Audits including statutory, tax, cyber audits etc -Stakeholder / Vendor relationship management (e.g. SEBI, Merchant bankers, trustees, custodian, RTA, legal etc.) including appointment, renewals, payments etc-Website development and Updates Technical / Functional / Domain Skills require 5-7 years of relevant experience in compliance of CAT I or II AIF CA/CS Proven track record of handling compliance related to AIFs Attention to detail and analytical skills to maintain a high level of accuracy in internal databases and improve processes. Ability to work with cross-functional units Timing and efficiency of execution within the requisite timelines. Behavioral Skill Required Ownership of work; above KRA’s are expected to be performed taking initiative with proper planning Team Collaboration & Interpersonal Skills: Strong interpersonal skills for effective teamwork across functions like credit, legal, and compliance Ability to prioritize tasks and manage competing demands under pressure

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