Compliance Manager

10 hours ago

Mumbai, Maharashtra, India Premier Consultants Full time ₹ 12,00,000 - ₹ 36,00,000 per year

Currently we are hiring Compliance Manager for NBFC Industry.

Role: Compliance Manager

Location: Mumbai Lower Parel

Industry: Banking / Financial Services

Job Summary:

We are looking for an experienced Compliance and Risk Management professional to oversee regulatory adherence and internal control frameworks across business functions. The ideal candidate will be well-versed in RBI, SEBI, and other regulatory requirements, and bring strong leadership in driving compliance strategy, testing, reporting, and policy development in a financial services setting.

Key Responsibilities:

  1. Compliance Testing & Risk Oversight

  2. Lead risk-based compliance testing to evaluate the effectiveness of internal controls and processes.

  3. Conduct thematic and product-specific reviews in line with regulatory standards.

  4. Prepare reports summarizing findings, risks, and recommendations.

  5. Regulatory Interaction & Reporting

  6. Liaise with regulatory bodies (e.g., RBI, SEBI) on compliance matters and inspections.

  7. Support Risk-Based Supervision (RBS) documentation and submissions.

  8. Update compliance policies across business verticals.

  9. Stakeholder Management & Advisory

  10. Provide compliance guidance to business units and senior management.

  11. Track and report non-compliance issues; coordinate corrective actions.

  12. Present findings to internal governance committees.

  13. Policy Development & Training

  14. Design and implement compliance frameworks and internal policies.

  15. Conduct training programs to promote regulatory awareness and consistency.

  16. Monitoring & Reporting

  17. Review compliance reports from various functions and branches.

  18. Consolidate insights and present risk updates to senior leadership and the board.
  19. Monitor operational risk and ensure timely reporting of breaches.

Qualifications:

Education:

  • Bachelors in Law, Commerce, or related field.
  • CS, or certifications in Compliance, Risk Management, AML/KYC are preferred.

Experience:

  • 1215 years in Compliance, Risk, or Regulatory Affairs within BFSI.
  • Proven expertise in regulatory compliance, policy implementation, and risk assessment.

Skills:

  • Strong understanding of RBI, SEBI, NHB, FEMA, and other applicable regulations.
  • Excellent analytical, communication, and stakeholder management skills.
  • Ability to navigate complex regulatory scenarios and lead compliance initiatives.

Interested candidate share your updated resume on

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