Compliance Manager

Key Responsibilities1. Compliance Framework & GovernanceDevelop and implement a compliance management framework covering applicable laws, regulations, and internal policies.Map statutory and regulatory obligations (SEBI, MCA, RBI, FEMA, Income Tax, Labour, Environment, Trust Regulations, etc.) and maintain a compliance register.Roll out and manage compliance...

Company DescriptionCompliance Sathi specializes in a wide variety of services including the formation of companies and LLPs, registration of societies and trusts, annual compliance with XBRL, and corporate law advice. Our practice areas also cover secretarial audits, due diligence, conversions of companies and LLPs, IEPF processes, IPO and listing...

Currently we are hiring Compliance Manager for NBFC Industry.Role: Compliance ManagerLocation: Mumbai Lower ParelIndustry: Banking / Financial ServicesJob Summary:We are looking for an experienced Compliance and Risk Management professional to oversee regulatory adherence and internal control frameworks across business functions. The ideal candidate will be...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range -8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

Position Name - Compliance Manager - NBFCLocation - MumbaiExperience Range -12-15 years in the NBFC sectorMandatory Requirement:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC operations.Job Roles and Responsibilities:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC...

Job Title: Compliance ManagerNo of Vacancy: 1Job Location: MaladQualification: GraduationYears of Experience: 8- 10 yrsWorking Days: Monday to SaturdaySalary: 6-10 LPARoles & Responsibilities:Regulatory Oversight:Ensure compliance with employment laws, regulations, and organizational policies.Monitor changes in labor laws and update policies accordingly....

Job Title: IT Compliance Manager (Mid-Level)Department: Compliance / Information TechnologyLocation: MumbaiReporting To: Chief Compliance OfficerJob Purpose:To ensure the banks IT systems, processes, and infrastructure comply with applicable regulatory requirements, internal policies, and industry standards. The role involves managing IT compliance programs,...

Role: Information Security Compliance ManagerGeneral Summary:This role will work to identify risk and ensure compliance with industry standards, relevant laws and regulations, and industry best practices. This position also assists in maintaining and developing appropriate policies, procedures, and documentation to maintain compliance with applicable...

IT Compliance Manager - Core Banking| Mumbai Responsible for architecting, implementing, and managing technology solutions that support trade finance operations, including Letters of Credit (LC), Bank Guarantees (BG), Bills, and related instruments. This role bridges business needs with technical execution, ensuring secure, scalable, and compliant...

Role:Regulatory Reporting & Compliance ManagerJob Title:ManagerWork Experience:5 years +Education:GraduateDepartment:Regulatory Reporting & ComplianceWork location:Goregaon (East), MumbaiThe Regulatory Reporting & Compliance Manager is responsible for ensuring the company's full compliance with all regulations, guidelines, and directives issued by the...