Compliance Manager

Key Responsibilities1. Compliance Framework & GovernanceDevelop and implement a compliance management framework covering applicable laws, regulations, and internal policies.Map statutory and regulatory obligations (SEBI, MCA, RBI, FEMA, Income Tax, Labour, Environment, Trust Regulations, etc.) and maintain a compliance register.Roll out and manage compliance...

Company DescriptionCompliance Sathi specializes in a wide variety of services including the formation of companies and LLPs, registration of societies and trusts, annual compliance with XBRL, and corporate law advice. Our practice areas also cover secretarial audits, due diligence, conversions of companies and LLPs, IEPF processes, IPO and listing...

Role & responsibilitiesPosition: Compliance ManagerRoles and Responsibilities :MonitoringThe compliance officer monitors the firm's day-to-day compliance with stock   exchanges and depositories. They also monitor the compliance of KYC and   AML & PMLA guidelines.Responding to noticesThe compliance officer responds to surveillance notices, show cause...

Currently we are hiring Compliance Manager for NBFC Industry.Role: Compliance ManagerLocation: Mumbai Lower ParelIndustry: Banking / Financial ServicesJob Summary:We are looking for an experienced Compliance and Risk Management professional to oversee regulatory adherence and internal control frameworks across business functions. The ideal candidate will be...

This role is for one of our clientsIndustry: FinanceSeniority level: Associate levelLocation: MumbaiJobType: full-timeWe are looking for a meticulous and proactiveCompliance Manager – PMSto oversee all regulatory and compliance functions related to our Portfolio Management Services. This role is critical in ensuring end-to-end adherence to SEBI...

This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Company name: Connections Location: MumbaiJobType: full-timeRequirementsKey Responsibilities Manage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements. Review and ensure timely submission of all regulatory filings and...

Position Name - Compliance Manager - NBFCLocation - MumbaiExperience Range -12-15 years in the NBFC sectorMandatory Requirement:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC operations.Job Roles and Responsibilities:Ensure compliance with RBI, SEBI, and other regulatory requirements applicable to NBFC...

Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range -8-10 years, preferably from a Trustee backgroundMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and...

Role: Information Security Compliance ManagerGeneral Summary:This role will work to identify risk and ensure compliance with industry standards, relevant laws and regulations, and industry best practices. This position also assists in maintaining and developing appropriate policies, procedures, and documentation to maintain compliance with applicable...

Job DescriptionCompany DescriptionAt M POWER SECURITAS PRIVATE LIMITED , we specialize in providing reliable, professional, and fully compliant security services across. INDIA Our mission is to create a safe and secure environment for our clients by offering top-tier manpower solutions tailored to their needs.With a strong emphasis on legal compliance,...