IT Compliance Manager

3 days ago


Mumbai, Maharashtra, India Saraswat Bank Full time

Job Title: IT Compliance Manager (Mid-Level)

Department: Compliance / Information Technology

Location: Mumbai

Reporting To: Chief Compliance Officer

Job Purpose:

To ensure the banks IT systems, processes, and infrastructure comply with applicable regulatory requirements, internal policies, and industry standards. The role involves managing IT compliance programs, conducting audits, and supporting risk mitigation efforts across technology platforms.

Key Responsibilities:

  • Compliance Program Management:

  • Develop and implement IT compliance frameworks aligned with RBI, SEBI, and global standards (e.g., ISO 27001, NIST).

  • Monitor adherence to internal IT policies, data protection laws, and cybersecurity regulations.

  • Audit & Risk Assessment:

  • Conduct periodic IT compliance audits and risk assessments.

  • Identify gaps and recommend corrective actions to mitigate risks.
  • Maintain documentation of audit findings and remediation efforts.

  • Policy & Governance:

  • Draft and update IT compliance policies and procedures.

  • Ensure alignment with enterprise-wide governance, risk, and compliance (GRC) strategies.

  • Regulatory Engagement:

  • Liaise with regulators and external auditors during inspections and reviews.

  • Prepare and submit compliance reports to relevant authorities.

  • Incident Management:

  • Support investigations of IT-related compliance breaches.

  • Coordinate with cybersecurity and legal teams to ensure timely resolution.

Qualifications & Experience:

  • Bachelors degree in computer science, Information Systems, or related field.
  • 5- 8 years of experience in IT compliance, audit, or risk management within banking or financial services.
  • Familiarity with RBI IT guidelines, DPDP Act, and cybersecurity frameworks.
  • Certifications such as CISA, CISM, CRISC, or ISO 27001 Lead Auditor (preferred).

  • Compliance Manager

    7 days ago


    Mumbai, Maharashtra, India MM Staffing & Career Consultants Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Job Description: Job Description: Business Ethics and Compliance Manager (Mumbai) – Candidate will be responsible for sales and marketing complianceLocation: Mumbai, India   Role: Full-timeKey Responsibilities:   Compliance Oversight: Develop, implement, and manage the company's ethics and compliance programs, ensuring adherence to local laws, industry...

  • Company Secretary

    1 week ago


    Mumbai, Maharashtra, India Verve Compliance Full time ₹ 40,00,000 - ₹ 80,00,000 per year

    We are hiring a full-time Company Secretary (CS) or CS Intern at our consultancy firm in Malad East. The role involves managing ROC/MCA filings, secretarial compliance, SEBI/FEMA matters, corporate governance, drafting contracts, and advisory support. The candidate should have strong analytical, communication, and client management skills with the ability to...

  • Compliance Manager

    2 weeks ago


    Mumbai, Maharashtra, India Weekday AI Full time ₹ 2,00,000 - ₹ 10,00,000 per year

    This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey ResponsibilitiesManage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements.Review and ensure timely submission of all regulatory filings and submissions, while maintaining accurate...

  • Compliance Manager

    5 days ago


    Mumbai, Maharashtra, India Premier Consultants Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Currently we are hiring Compliance Manager for NBFC Industry.Role: Compliance ManagerLocation: Mumbai Lower ParelIndustry: Banking / Financial ServicesJob Summary:We are looking for an experienced Compliance and Risk Management professional to oversee regulatory adherence and internal control frameworks across business functions. The ideal candidate will be...

  • Junior Accountant

    7 days ago


    Mumbai, Maharashtra, India Sovos Compliance Full time ₹ 2,50,000 - ₹ 5,00,000 per year

    Build your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape.At Sovos, we're dedicated to more than just...

  • Compliance Manager

    7 days ago


    Mumbai, Maharashtra, India Intellectual Capital Hr Consulting Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Role & responsibilitiesRoles and Responsibilities :Monitoring : The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. They also monitor the compliance of KYC and AML & PMLA guidelines.Responding to notices :The compliance officer responds to surveillance notices, show cause notices,   and adjudicating...

  • Compliance Manager

    1 week ago


    Mumbai, Maharashtra, India Weekday (YC W21) Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    This role is for one of our clientsIndustry: FinanceSeniority level: Associate levelLocation: MumbaiJobType: full-timeWe are looking for a meticulous and proactiveCompliance Manager – PMSto oversee all regulatory and compliance functions related to our Portfolio Management Services. This role is critical in ensuring end-to-end adherence to SEBI...


  • Mumbai, Maharashtra, India Mswipe Technologies Pvt. Ltd Full time ₹ 10,00,000 - ₹ 12,00,000 per year

    Job Title: Manager- IT ComplianceJob Description:The IT Compliance Specialist is responsible for ensuring that an organization's information technology systems and processes comply with relevant regulations, policies, and standards. They play a critical role in maintaining the security, integrity, and confidentiality of data within the...

  • Compliance Manager

    1 day ago


    Mumbai, Maharashtra, India Sysnet Global Technologies Pvt Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Core responsibilitiesDevelop and manage compliance programs: Create, maintain, and execute company-wide compliance programs that align with industry standards and legal requirements.Implement internal controls: Design and implement policies and procedures to ensure adherence to all applicable laws, regulations, and internal guidelines.Conduct audits and risk...

  • Compliance Manager

    4 days ago


    Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Position Name - Compliance Manager - Mutual FundLocation - MumbaiExperience Range -8-10 yearsMandatory Requirement:strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes.Job Roles and Responsibilities:Independently manage reporting...