Compliance Manager

1 day ago

Mumbai, Maharashtra, India JPMorganChase Full time ₹ 12,00,000 - ₹ 36,00,000 per year
Description

Be part of a dynamic team that ensures our operations meet the highest standards of compliance. Your expertise will help safeguard our reputation and support our continued growth in India. 

Job Summary

As an Associate in the Compliance team, you will be responsible for supporting regulatory compliance and conduct risk management for JPMorgan Chase Bank, N.A. India branch.

Job Responsibilities

  • Disseminate regulatory correspondences received from RBI and industry bodies like IBA and FEDAI.
  • Update various decks for location Governance forums related to CCOR updates.
  • Ensure timely updates of LRCM and OLO entries.
  • Assist in the conduct of regulatory exams, track the action points, and prepare status reports thereon.
  • Scrutinize PAD, licensing, and training records/requests and assist in approval in conjunction with the responsible LOB.
  • Review various customer communications sent periodically by LOB Compliance.
  • Collate feedback from various stakeholders on draft guidelines issued by the local regulator for review and onward submission to the regulator.
  • Conduct first-level review of bespoke requests sent to the regulator for client/transaction-specific approval as per India local regulations.
  • Provide compliance views on queries raised by the Payments Operations Team.
  • Consolidate feedback from various CCOR stakeholders (GFCC, Regional CCOR, Sanctions) for one sign-off on NBIA and PSCM initiatives.
  • Track submissions to local regulatory queries and follow up with various teams.
  • Clarify product-related requests for opinion by Regional/Global Business teams and support the launch of Regional/Global Products.
  • Conduct annual or ad-hoc risk assessments.
  • Advise on regulatory matters related to general banking, including credit, liquidity, trade finance, and cash management.

Required Qualifications, Capabilities, and Skills

  • Minimum 5-7 years relevant experience in compliance, risk or regulatory roles
  • Be able to demonstrate an ability to interpret financial regulations and regulatory requirements and assess operational Compliance with those requirements.
  • Strong communication, interpersonal and influencing skills.  The candidate should have the ability to establish credibility and strong partnerships with business partners and other support functions.
  • Strong analytical, problem-solving skills, attention to detail and be able to demonstrate a good knowledge of control design and root cause analysis
  • Self motivated with an ability to work independently, execute reviews within defined timescales and ability to manage multiple assignments simultaneously;
  • Ability to work in a demanding environment and deliver quality results.
  • Be comfortable interacting with, and presenting to, senior business management and control functions.

Preferred qualifications, capabilities, and skills: 

  • Chartered Accountant, Master's degree, or other closely related professional qualification will be beneficial.

  • Compliance Manager

    2 weeks ago

    Mumbai, Maharashtra, India TVS Infrastructure Investment Manager Private Limited (TVS IM) Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Key Responsibilities1. Compliance Framework & GovernanceDevelop and implement a compliance management framework covering applicable laws, regulations, and internal policies.Map statutory and regulatory obligations (SEBI, MCA, RBI, FEMA, Income Tax, Labour, Environment, Trust Regulations, etc.) and maintain a compliance register.Roll out and manage compliance...

  • Compliance Manager

    1 day ago

    Mumbai, Maharashtra, India MM Staffing & Career Consultants Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Job Description: Job Description: Business Ethics and Compliance Manager (Mumbai) – Candidate will be responsible for sales and marketing complianceLocation: Mumbai, India   Role: Full-timeKey Responsibilities:   Compliance Oversight: Develop, implement, and manage the company's ethics and compliance programs, ensuring adherence to local laws, industry...

  • Company Secretary

    3 days ago

    Mumbai, Maharashtra, India Verve Compliance Full time ₹ 40,00,000 - ₹ 80,00,000 per year

    We are hiring a full-time Company Secretary (CS) or CS Intern at our consultancy firm in Malad East. The role involves managing ROC/MCA filings, secretarial compliance, SEBI/FEMA matters, corporate governance, drafting contracts, and advisory support. The candidate should have strong analytical, communication, and client management skills with the ability to...

  • Compliance Manager

    7 days ago

    Mumbai, Maharashtra, India Weekday AI Full time ₹ 2,00,000 - ₹ 10,00,000 per year

    This role is for one of the Weekday's clientsSalary range: Rs Rs ie INR 2-10 LPA)Location: MumbaiJobType: full-timeRequirementsKey ResponsibilitiesManage all compliance aspects of Portfolio Management Services (PMS) in line with regulatory requirements.Review and ensure timely submission of all regulatory filings and submissions, while maintaining accurate...

  • Compliance Manager

    3 days ago

    Mumbai, Maharashtra, India Weekday (YC W21) Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    This role is for one of our clientsIndustry: FinanceSeniority level: Associate levelLocation: MumbaiJobType: full-timeWe are looking for a meticulous and proactiveCompliance Manager – PMSto oversee all regulatory and compliance functions related to our Portfolio Management Services. This role is critical in ensuring end-to-end adherence to SEBI...

  • Compliance Manager

    1 day ago

    Mumbai, Maharashtra, India Intellectual Capital Hr Consulting Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Role & responsibilitiesRoles and Responsibilities :Monitoring : The compliance officer monitors the firm's day-to-day compliance with stock exchanges and depositories. They also monitor the compliance of KYC and AML & PMLA guidelines.Responding to notices :The compliance officer responds to surveillance notices, show cause notices,   and adjudicating...

  • Compliance Manager

    2 weeks ago

    Mumbai, Maharashtra, India RAPSYS TECHNOLOGIES PTE. LTD. Full time ₹ 7,20,000 - ₹ 12,00,000 per year

    Job Title: Compliance ManagerNo of Vacancy: 1Job Location: MaladQualification: GraduationYears of Experience: 8- 10 yrsWorking Days: Monday to SaturdaySalary: 6-10 LPARoles & Responsibilities:Regulatory Oversight:Ensure compliance with employment laws, regulations, and organizational policies.Monitor changes in labor laws and update policies accordingly....

  • Junior Accountant

    2 days ago

    Mumbai, Maharashtra, India Sovos Compliance Full time ₹ 2,50,000 - ₹ 5,00,000 per year

    Build your future with Sovos.If you're seeking a career where innovation meets impact, you've come to the right place. As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape.At Sovos, we're dedicated to more than just...

  • Manager - IT Compliance

    5 days ago

    Mumbai, Maharashtra, India Mswipe Technologies Pvt. Ltd Full time ₹ 10,00,000 - ₹ 12,00,000 per year

    Job Title: Manager- IT ComplianceJob Description:The IT Compliance Specialist is responsible for ensuring that an organization's information technology systems and processes comply with relevant regulations, policies, and standards. They play a critical role in maintaining the security, integrity, and confidentiality of data within the...

  • Compliance Manager

    1 week ago

    Mumbai, Maharashtra, India SpectraHR | Your People Partner Full time ₹ 12,00,000 - ₹ 24,00,000 per year

    Job Title: Senior Manager / Manager - ComplianceLocation:MumbaiJob Type:Full-TimeKey Job Responsibilities:Ensuring compliance of all aspects related to the AIF and Investee Cos. including but not limited to SEBI, Direct and Indirect Tax, RBI, FEMA, FDI etc. -Ensuring PPM is updated at all times and requisite approvals / filings with regulator as required...