▷ Immediate Start Compliance Officer

3 weeks ago


Mumbai, India SKS Enterpprises - Human Resource Planning and Management Full time

Job Title: Compliance Officer – AIF/PMS Location: Mumbai (Andheri) Experience Required: 6–7 years About the Role: We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal policies, and providing guidance to business teams. Key Responsibilities: Ensure compliance with SEBI (AIF/PMS) regulations, circulars, and reporting requirements. Draft, implement, and update compliance policies and internal controls. Monitor KYC/AML processes and investor onboarding. Handle regulatory inspections, audits, and filings. Liaise with regulators, custodians, trustees, auditors, and other stakeholders. Provide compliance advisory support to investment, sales, and operations teams. Conduct regular compliance reviews and maintain proper documentation. Requirements: 6–7 years of experience in compliance within AIF/PMS/Wealth Management domain. Strong understanding of SEBI regulations, AML/KYC norms, and investment operations. Professional qualifications such as CS/LLB/MBA (Finance) preferred. Strong communication and stakeholder management skills.


  • Immediate Start

    19 hours ago


    Mumbai, India Relomi Corporate Services LLP Full time

    Job Title: Accounts Manager – Chartered Accountant (CA) Location: Hiranandani Gardens, Powai, Mumbai (Head Office) Position Type: Full-time Working Days & Hours: Monday to Saturday | 9:30 AM – 6:30 PM Immediate / Earliest Possible Experience: 5 – 10 years Chartered Accountant (CA) – Mandatory Commensurate with experience and capability Relomi...

  • Compliance Officer

    2 weeks ago


    Mumbai, Maharashtra, India SMEST Capital Private Limited Full time

    **TITLE: Compliance Officer** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company affairs. - Provide legal and compliance perspectives to the...

  • Compliance Officer

    2 weeks ago


    Sion, Mumbai, Maharashtra, India Anzen Technologies Pvt Ltd Full time

    Opening for Compliance Officer: - Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field. **Roles and Responsibilities** **Job Summary**: Under general direction, an employee in this role will have the following responsibilities: - Shall drive Compliance...

  • Compliance Officer

    2 weeks ago


    Mumbai Central, Mumbai, Maharashtra, India Pro Staffing Full time

    **Job Title: Compliance Officer (Full-Scope)** **Department**: Compliance **Reports to**: Operations Head / Managing Director **Company**: Pro Staffing **Location**: Remote **Purpose of the Role** The role combines both action and accountability — managing day-to-day compliance processing while maintaining continuous audit readiness, system accuracy,...

  • Compliance Officer

    2 weeks ago


    Mumbai, India Guidepoint Full time

    **Overview** The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier...


  • Mumbai, India Third Bridge Full time

    Job Description Position Overview - At Third Bridge, our Compliance framework is an integral part of our business and we are looking to hire a Compliance Associate dedicated to Third Bridge s Content department to join our Compliance team in Mumbai. - Third Bridge content involves an array of interview formats with industry experts and transcripts of those...

  • Compliance Officer

    19 hours ago


    Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    Job Title:Compliance Officer – AIF/PMSLocation:Mumbai (Andheri)Experience Required:6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...


  • Mumbai, Maharashtra, India Radha Investment Advisors LLP Full time ₹ 4,50,000 - ₹ 9,00,000 per year

    Designation: Compliance and Operations officerRole: Compliance and OperationsDepartment: Fund Management TeamLocation: Nariman Point, MumbaiJoining Date: ImmediateEmployment Type: Full – TimeQualification: Post Graduate (M.Com/MBA/M.A/M.Sc/CA/CS/CWA/CFA)Experience: 0 - 3 yearsMandatory Requirement:a) Should be Post Graduate.b) Must obtain NISM - AIF...

  • Compliance Officer

    7 days ago


    Mumbai, Maharashtra, India Russell Investments Full time ₹ 12,00,000 - ₹ 24,00,000 per year

    Business Unit:Compliance, Risk and Internal AuditReporting To:Compliance ManagerShift:EMEA (1:30 pm - 10:30 pm IST) (India)About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial...


  • Mumbai, Maharashtra, India Radha Investment Advisors LLP Full time

    Designation: Compliance and Operations officer Role: Compliance and Operations Department: Fund Management Team Location: Nariman Point, Mumbai Joining Date: Immediate Employment Type: Full - Time Qualification: Post Graduate (M.Com/MBA/M.A/M.Sc/CA/CS/CWA/CFA) Experience: 0 - 3 years Mandatory Requirement: a) Should be Post Graduate. b) Must obtain...