Compliance and Operations Officer

2 days ago

Mumbai, Maharashtra, India Radha Investment Advisors LLP Full time ₹ 4,50,000 - ₹ 9,00,000 per year

Designation: Compliance and Operations officer

Role: Compliance and Operations

Department: Fund Management Team

Location: Nariman Point, Mumbai

Joining Date: Immediate

Employment Type: Full – Time

Qualification: Post Graduate (M.Com/MBA/M.A/M.Sc/CA/CS/CWA/CFA)

Experience: 0 - 3 years

Mandatory Requirement:

a) Should be Post Graduate.

b) Must obtain NISM - AIF Certification (Series XIX- C or Series XIX- E) before joining.

Key Responsibilities & Required Skills

  • Support in developing and implementing a business and compliance roadmap for smooth investor onboarding processes, ensuring coordination with other team members and third parties associated with the fund and adherence to all applicable regulatory requirements.
  • Assist in understanding regulatory requirements, aligning fund operations and reporting processes accordingly and ensuring timely communication, transparency and compliance-driven execution in line with the fund's long-term objectives.
  • Work closely with other team members to ensure all activities align with regulatory frameworks, fiduciary obligations and internal governance standards.
  • Contribute to building and maintaining long-term investor relationships through accurate reporting, periodic updates and compliance-oriented communication, ensuring investors are informed of activities in a timely and transparent manner.
  • Support in regulatory documentation, filings and operational coordination with intermediaries such as custodians, RTAs, trustees and bankers, while ensuring adherence to FEMA/FCRA and SEBI (AIF) Regulations.
  • Deliver comprehensive support across fund operations and compliance functions, in alignment with all associated third parties and service providers, ensuring seamless coordination, regulatory integrity and timely execution of all fund related activities.
  • Strong understanding of investment instruments, capital markets and regulatory frameworks.
  • Articulate communication and interpersonal communication skills required as a professional of finance industry.

Offer

  • Competitive salary aligned with qualifications, experience and industry standards.
  • Opportunity to interact with marquee investors at global wealth platforms.
  • A strategic role in a dynamic, compliant and intellectually rigorous work culture.
  • Global Exposure.

About Company

Radha Investment Advisors is Investment Manager to SEBI-regulated Category III AIF, offering high-conviction, actively managed investment solutions across Indian and global markets designing strategies that aim to generate superior risk-adjusted returns for HNIs, Family Offices and Institutional Investors.

Email your CV:

WhatsApp your CV:

Shortlisted candidates will be contacted for an interview

Job Types: Full-time, Permanent, Fresher

Pay: ₹50, ₹75,000.00 per month

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