Compliance Officer

Compliance Officer Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3).- Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA,...

About the job:Exciting opportunity to join a top performing private equity firm as a Compliance Officer.The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws, regulations, and internal policies.The ideal candidate will have a strong understanding of regulatory environment and a commitment to...

This role is for one of Weekday's clientsMin Experience: 4 yearsLocation: MumbaiJobType: full-timeRequirementsWe are seeking a dedicated and detail-oriented Compliance Officer with at least 4+ years of experience in the financial services industry, with a strong focus on Regulatory Investment Advisory (RIA), Non-Discretionary (ND) portfolio management,...

Opportunity to work with a leading stock broking firm in Mumbai, Andheri East.Experience Required:● 5+ years of experience as a Compliance Officer in a stock broking firm or financial services company. (Mandatory to have experience in Stock Broking business)● Proven track record of managing regulatory compliance and dealing with SEBI inspections.●...

Company DescriptionCompliance Sathi specializes in a wide variety of services including the formation of companies and LLPs, registration of societies and trusts, annual compliance with XBRL, and corporate law advice. Our practice areas also cover secretarial audits, due diligence, conversions of companies and LLPs, IEPF processes, IPO and listing...

This role is for one of Weekday's clientsSalary range: Rs Rs ie INR 18-22 LPA)Min Experience: 5 yearsLocation: MumbaiJobType: full-timeRequirementsWe are seeking a Company Secretary (5-10 years of experience) as our Compliance officer for SEBI registered entities who is looking forward to an extremely intense and challenging role in our hedge fund-styled...

Internal Compliance Officer (Fractional) Global Blockchain ProjectRemote (India or Dubai)MissionKeep VARA and counterparties comfortable by establishing a strong internal compliance framework from day one.Why this role is differentThis is a new global tokenisation project and compliance is one of the most critical pillars. As Internal Compliance Officer, you...

Job DescriptionRole & responsibilities- Establishment compliance and Vendor Compliance monitoring and Dashboard- Establishment and Vendors Compliance Audit and Progress Report- Handling of Routine Queries- Crosschecking of Government dues of ESIC and EPF- Making Tracker of routine compliance- Coordination with unit Compliance SPOC and consolidate the Self...

Role & responsibilitiesEstablishment compliance and Vendor Compliance monitoring and DashboardEstablishment and Vendors Compliance Audit and Progress ReportHandling of Routine QueriesCrosschecking of Government dues of ESIC and EPFMaking Tracker of routine complianceCoordination with unit Compliance SPOC and consolidate the Self Audit Checklist, COC / WB and...

About the jobWe are seeking a dynamic and experienced Senior Compliance Officer as part of our Mumbai-based team to oversee the overall compliance framework and regulatory obligations of our Alternate Investment Funds (AIFs) in India. The role involves ensuring adherence to relevant regulations, allied laws and internal policies while providing strategic...