Vice President Compliance-AIF Category 3-Investment Advisory Firm
2 days ago
This is regarding opening with a leading Investment Advisory Firm as an AVP/VP- Compliance category 3
Designation: AVP/VP- Compliance category III
Experience: 6 to 15 years of work experience in Compliances, Operations and Accounts of AIF 3 and the Investment
Location: Mumbai/Gurgaon/Any where in India
Job Role:
Finance & Accounts (Indian Entity)
- Manage accounts, billing, audit, invoices, taxes, salary processing, banking, and treasury operations with support from external vendors.
- Prior exposure to transfer pricing and POEM (Place of Effective Management) will be an added advantage.
Compliance & Governance (Indian Entity)
- Ensure timely completion of statutory compliances, board resolutions, and audits in coordination with external vendors.
AIF (Category III) Management
- Oversee all regulatory compliances and audits of AIF III.
- Liaise with administrators for subscriptions, redemptions, and coordinate with service providers to ensure smooth functioning of AIF III.
Investment Advisory (RIA)
- Ensure compliance of the Registered Investment Advisor (RIA) entity with support from external vendors.
AIF III Operations
- Perform shadow accounting and reconciliation of NAVs.
- Manage trades and oversee the entire trade cycle of AIF III with support from administrators/external vendors (noting that trading activity is limited).
- Coordinate with administrators for processing subscriptions and redemptions.
If this excites you Kindly mail me on
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