Vice President Compliance-AIF Category 3-Investment Advisory Firm

2 weeks ago

Gurugram Mumbai, India Premier Consultants Full time ₹ 15,00,000 - ₹ 25,00,000 per year

This is regarding opening with a leading Investment Advisory Firm as an AVP/VP- Compliance category 3

Designation: AVP/VP- Compliance category III

Experience: 6 to 15 years of work experience in Compliances, Operations and Accounts of AIF 3 and the Investment

Location: Mumbai/Gurgaon/Any where in India

Job Role:

Finance & Accounts (Indian Entity)

  • Manage accounts, billing, audit, invoices, taxes, salary processing, banking, and treasury operations with support from external vendors.
  • Prior exposure to transfer pricing and POEM (Place of Effective Management) will be an added advantage.

Compliance & Governance (Indian Entity)

  • Ensure timely completion of statutory compliances, board resolutions, and audits in coordination with external vendors.

AIF (Category III) Management

  • Oversee all regulatory compliances and audits of AIF III.
  • Liaise with administrators for subscriptions, redemptions, and coordinate with service providers to ensure smooth functioning of AIF III.

Investment Advisory (RIA)

  • Ensure compliance of the Registered Investment Advisor (RIA) entity with support from external vendors.

AIF III Operations

  • Perform shadow accounting and reconciliation of NAVs.
  • Manage trades and oversee the entire trade cycle of AIF III with support from administrators/external vendors (noting that trading activity is limited).
  • Coordinate with administrators for processing subscriptions and redemptions.

If this excites you Kindly mail me on

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