ValueQuest Investment Advisors

4 days ago

Mumbai, India ValueQuest Full time

About the Job:The incumbent will be responsible for ensuring compliance with SEBI (Alternative Investment Funds) Regulations, and other applicable laws/regulatory requirements for Category II & Category III AIFs.The role involves monitoring fund operations as per defined metrics, investor reporting, regulatory filings, and providing assistance to business teams on compliance Responsibilities:- Compliance of all regulations pertaining to Category II & III AIF at SEBI, in relation to investment and reporting from time to time to SEBI.- Quarterly / time to time reporting & keep the record for audit.- Maintain detailed records of compliance activities, disclosures, and correspondence with regulators, of the AIF CAT II & CAT III.- Reviewing all marketing materials, quarterly/annual updates, all communication to be sent to investors / SEBI.- Monitoring fund activities, investments, operations for adherence to regulatory requirements & internal policies.- Prepare and submit periodic filings, disclosures, and reports to SEBI and other relevant authorities.- Reviewing/vetting all service-related agreements for AIFs, NDAs, Engagement letters etc.- Maintenance of KYC of investors and time to time reporting about fund progress.- Record keeping.- Accounting, Taxation, and related compliances Audit reports.- Review of investment in periodic interval, risk analysis and reporting.- Stay updated on relevant laws, regulations, and guidelines from SEBI and other regulatory bodies affecting AIF CAT II & CAT III.- Strong understanding of SEBI regulations related to both categories of AIFs, is a must.- Take part in identifying, assessing, and mitigating compliance risks associated with these AIF Categories.- Provide regulatory inputs during fund structuring, product design, and & Experience:- CA / CS / LLB / MBA (Finance/Legal/Compliance) preferred.- 3+ years experience with of 2+ years of relevant experience in AIF CAT II / CAT III compliance.- Strong understanding of SEBI AIF Regulations and related fund regulatory Skillsets:- Attention to detail and ability to work independently.- Strong communication and stakeholder management skills.- Integrity, professional judgment, and problem-solving mindset (ref:iimjobs.com)

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