Vice President, Compliance Consulting

Kroll is looking for a Vice President to join our financial services compliance and regulation practice in Mumbai where you will assist banking, asset management, investment and other regulated financial institutions by delivering on a wide range of engagements including financial crime, governance, enterprise and operational risk, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.  Apply now to join One team, One Kroll.  RESPONSIBILITIES: As a Vice President within an expanding team, you will gain exposure to exciting projects. In addition, your career and development opportunities are unparalleled with exposure to clients from day one. Being part of a specialist group, but within a truly global firm, means your personal impact will be instant and supported by an ambitious full service professional services firm. As a Vice President you will work to: Undertake and lead areas of a project to identify regulatory risks, opportunities for enhancements, control failings and operational weaknesses across a range of firms  Undertake client remediation and support projects, and provide on the job and ad hoc advice to clients across a range of regulatory risk areas  Manage and maintain excellent client relationships, contributing to sales processes and identifying new opportunities  Manage client engagements, project teams and delivery risks, ensuring that requirements are met and effectively delivered to scope and budgetDeliver excellent quality reports and deliverables for firms and international regulators  Collate and manipulate data, visualizing trends and patterns in performance  Prepare and deliver training sessions both internally and for clients  Prepare pitch documents and proposals for potential work and engage in Business Development activities  Prepare articles and other publications for distribution both internally and externally, identifying opportunities to engage with the market Manage IP and identify opportunities for process enhancementsPromote an environment which fosters collaboration and teamworkCoach and mentor more junior staffResearch industry trends and regulatory developments, maintaining a deep level of regulatory technical expertiseYou will deliver on a wide range of engagements, including Skilled Person Reviews, risk and compliance health-checks and assurance reviews, and wider projects across a wide-range of potential topics including (depending on experience):  Regulatory RiskAML / Financial Crime Enterprise and Operational Risk ManagementMarket Abuse, surveillance and trading controlsRegulatory ReportingConsumer Protection GovernanceRegulatory readiness Regulatory Gap AssessmentREQUIREMENTS:  We are looking for someone who is passionate, focused, collaborative, and entrepreneurial. This role would suit a team player with the ability to use their own initiative and provide prompt practical services to clients  Banking and financial services6-10 years' experience working for a regulator, financial institution or consulting firmBig 6 experience is a plusExcellent oral and written communication skills in English.Background in financial services and an interest in / awareness of current issues facing the industry  Experience with dealing with financial services regulationsPrior experience in Anti-Money Laundering, Operational Risk or Risk Management regulatory projects is a plusPrior experience in internal audit roles with exposure to testing controls and systems is a plusExposure to working with UAE licensed financial institutions or UAE regulations is a plusExcellent time management and ability to work under pressureClear and logical reasoning ability to make assessments and articulate them clearlyComfortable and effective working with wide groups of stakeholders, from C-suite to functional heads to operational staff, developing strong stakeholder relationships  Experienced in Microsoft office, specifically PowerPoint, Word and Excel. Experience with other applications such as Power BI, and/or industry risk management and compliance systems would be a plus but not essential.  Qualifications such as International Compliance Association (ICA), Chartered Institute of Securities and Investment (CISI), and ACAMS are beneficial. About KrollJoin the global leader in risk and financial advisory solutions - Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients' value? Your journey begins with Kroll.Kroll is committed to equal opportunity and diversity, and recruits people based on merit.#LI-IK1#LI-Hybrid