Compliance || AIF || Fund || 7 to 10 years || Mumbai

1 day ago


Mumbai, Maharashtra, India Michael Page Full time
Only candidates with 7 to 10 years of experienceOnly candidates based out of Mumbai and with AIF compliance experience

About Our Client

The hiring organisation is a well-established entity in the financial services industry, specialising in investment and asset management. Known for its robust legal and compliance functions, this medium-sized company offers employees a structured and professional work environment.

Job Description

Ensure compliance with regulatory requirements for Alternative Investment Funds (AIFs).Prepare and review reports, filings, and disclosures for regulatory authorities.Assist in drafting and maintaining compliance policies and procedures.Conduct internal audits to ensure adherence to legal and regulatory standards.Collaborate with cross-functional teams to address compliance-related queries and issues.Monitor changes in regulations and advise on their impact on operations.Support the legal team in handling investor agreements and documentation.Maintain accurate compliance records and documentation for audits and inspections.

The Successful Applicant

A successful Compliance AIF Associate (CS) should have:

Professional qualification as a Company Secretary (CS).Strong knowledge of regulatory frameworks governing AIFs and financial services.Experience in compliance or legal roles within the investment or asset management industry.Excellent analytical and problem-solving skills.Attention to detail and the ability to manage multiple tasks effectively.Strong communication skills for stakeholder engagement.

  • Mumbai, Maharashtra, India Michael Page Full time

    Job Description- Only candidates with 7 to 10 years of experience- Only candidates based out of Mumbai and with AIF compliance experienceJob Description- Ensure compliance with regulatory requirements for Alternative Investment Funds (AIFs).- Prepare and review reports, filings, and disclosures for regulatory authorities.- Assist in drafting and maintaining...


  • Mumbai, Maharashtra, India Mangalam Placement Pvt Ltd. Full time

    Role: Manager – Secretarial ComplianceLocation : MumbaiExperience : 7 to 10 Years(not-for-profit sector)Qualification : CSJob Description :Draft and finalize agenda for Board meetings and Committee meetings.Complete Board/Committee meeting preparation, including material distribution.Draft and finalize Minutes for all Board/Committee meetings.File...


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Job Title: Compliance Associate - AIF">Ensure compliance with regulatory requirements for Alternative Investment Funds (AIFs).Prepare and review reports, filings, and disclosures for regulatory authorities.Assist in drafting and maintaining compliance policies and procedures.Conduct internal audits to ensure adherence to legal and regulatory...

  • Company Secretary

    2 weeks ago


    Mumbai, Maharashtra, India Mangalam Placement Private Limited Full time

    Job DescriptionRole : Company Secretary & Compliance OfficerLocation : BKC, MumbaiExperience : 4 to 10 YearsQualification : CSJob Description :We are looking for a qualified Company Secretary (ACS) with 410 years of experience,preferably in the Alternative Investment Funds (AIF) and Portfolio Management Services(PMS) domain.Key Responsibilities:Ensure...

  • Chief Risk Officer

    3 days ago


    Mumbai, Maharashtra, India beBeeRiskManagement Full time ₹ 90,00,000 - ₹ 1,25,00,000

    Job Title: Risk AnalystRisk analysis is a critical function in our organization, ensuring the effective management of risks and opportunities that can impact our business outcomes.We are seeking an experienced Risk Analyst to join our team. The successful candidate will be responsible for monitoring the risk of AIF Business and ensuring compliance with SEBI...


  • Mumbai, Maharashtra, India Neo Wealth and Asset Management Full time

    We're Hiring: AMC Sales - Asset Management. Mumbai & Hyderabad | MBA / CA / CFA | 5-10 yrs experience. Key Responsibilities:.- Drive AUM growth through strategic sales execution.- Build strong relationships with HNIs, IFAs & institutions.- Identify new market opportunities.- Ensure compliance & deliver actionable insights.What We're Looking For:- Proven...


  • Mumbai, Maharashtra, India Mangalam Placement Pvt Ltd. Full time

    Role : Senior Manager/ Associate Vice President – ComplianceQualification : LLB,CSLocation : WorliExperience : 7 to 10YearsJob Description :The position of Senior Manager/Associate Vice President - Compliance as part of the Compliance andCorporate Secretarial team. This role will be mainly responsible for the regular compliance andmonitoring of...


  • Mumbai, Maharashtra, India Dc Consultants Full time

    Job DescriptionKey Responsibilities:- Full-Cycle Accounting:- Maintain full-cycle accounting for multi-asset funds and Special Purpose Vehicles (SPVs).- Prepare and manage monthly/quarterly finance and Management Information System (MIS) reports for internal and investor use.- Oversee legal, secretarial, and statutory compliance for fund entities.- Tax and...


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 30,00,000

    This is an exciting opportunity to lead our Fund Management team as a Senior Manager/Chief Compliance Officer. We are looking for an experienced professional with expertise in compliance management, particularly in the AIF/PMS/Fixed Income sector.As part of our dynamic team, you will be responsible for coordinating with clients on SEBI AIF/PMS compliances,...


  • Mumbai, Maharashtra, India Ares Wealth Management Solutions Full time

    Over the last 20 years Ares success has been driven by our people and our culture Today our team is guided by our core values - Collaborative Responsible Entrepreneurial Self-Aware Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future Through our recruitment career development and employee-focused programming we...