1 Finance - Compliance Officer

2 weeks ago

Mumbai, India 1 Finance Full time

Compliance Officer Handling Compliance activities w.r.t Stock Broker and Depository Participant towards SEBI, Stock Exchanges, Depository, KRA, CKYC CERSAI, FIU, IFSCA Compliances, MCA, ROC, GIFT Authority, SEZ Operations and AIF (Alternative Investment Fund Cat-3).- Regularly Coordinating with Regulators, Auditors, Custodian, Tax Consultants, RTA, Investors, Vendors, Consultants.- Looking after Daily/ Monthly/ Quarterly/ Half yearly/ Annual compliances of the AIF, Stock Broking, Depository Participant towards regulators including SEBI, IFSCA, Stock Exchanges, CDSL, MCA, Custodian, Fund Accountant, Tax Consultant and Auditors and Investors (Compliance Calendar of Stock Exchanges can be referred to for detailed tasks alongside monthly compliance calendars issued by consultant for AIF).- Ensuring smooth functioning and conduct of all kinds of Audits, Inspections & Investigations of the organization conducted by SEBI, IFSCA, Exchanges, Depositories etc scheduled on regular or ad-hoc basis.- Handling Ad hoc queries from the Regulators (SEBI / IFSCA / GIFT Authority), Investigation / Surveillance Divisions of Exchanges / Depository, KRA, CERSAI, CKYC, FIU including Clients / Investors and RMS/Trading/Accounts division of the organization etc.- Dealing with auditors, inspecting officials, stake holders, vendors, consultants on regular basis.- In addition to the above roles and responsibilities, the person will also overlooking / supervising / performing daily tasks as mentioned in attached tasks list of Compliance and DP departments (ref:iimjobs.com)

  • 1 Finance - Compliance Specialist

    4 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities- Client Query Resolution: Serve as the first point of contact for all client queries on EPF and NPS, providing accurate, timely, and compliant responses. Clarify procedures for registrations, transfers, withdrawals, and grievances.- Compliance & Advisory: Guide clients on statutory requirements, policy changes, and best practices....

  • Intern - Finance Content

    2 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities: Assist in designing and organizing presentations, handbooks, and digital learning assets for internal trainingHelp draft and document Standard Operating Procedures (SOPs) for various organizational workflows and departmentsContribute to the development of written and visual content used for internal training, onboarding, and upskilling...

  • Intern - finance content

    2 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities: Assist in designing and organizing presentations, handbooks, and digital learning assets for internal trainingHelp draft and document Standard Operating Procedures (SOPs) for various organizational workflows and departmentsContribute to the development of written and visual content used for internal training, onboarding, and upskilling...

  • Intern - Finance Content

    2 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities: Assist in designing and organizing presentations, handbooks, and digital learning assets for internal trainingHelp draft and document Standard Operating Procedures (SOPs) for various organizational workflows and departmentsContribute to the development of written and visual content used for internal training, onboarding, and upskilling...

  • Intern - Finance Content

    2 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities: Assist in designing and organizing presentations, handbooks, and digital learning assets for internal trainingHelp draft and document Standard Operating Procedures (SOPs) for various organizational workflows and departmentsContribute to the development of written and visual content used for internal training, onboarding, and upskilling...

  • Intern - Finance Content

    2 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities: Assist in designing and organizing presentations, handbooks, and digital learning assets for internal trainingHelp draft and document Standard Operating Procedures (SOPs) for various organizational workflows and departmentsContribute to the development of written and visual content used for internal training, onboarding, and upskilling...

  • Intern - Finance Content

    2 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities:Assist in designing and organizing presentations, handbooks, and digital learning assets for internal trainingHelp draft and document Standard Operating Procedures (SOPs) for various organizational workflows and departmentsContribute to the development of written and visual content used for internal training, onboarding, and upskilling...

  • Intern - Finance Content

    2 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities:- Assist in designing and organizing presentations, handbooks, and digital learning assets for internal training- Help draft and document Standard Operating Procedures (SOPs) for various organizational workflows and departments- Contribute to the development of written and visual content used for internal training, onboarding, and upskilling...

  • Intern - Finance Content

    2 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities: Assist in designing and organizing presentations, handbooks, and digital learning assets for internal training Help draft and document Standard Operating Procedures (SOPs) for various organizational workflows and departments Contribute to the development of written and visual content used for internal training, onboarding, and upskilling...

  • Intern - Finance Content

    2 weeks ago

    Mumbai, India 1 Finance Full time

    Responsibilities: Assist in designing and organizing presentations, handbooks, and digital learning assets for internal training Help draft and document Standard Operating Procedures (SOPs) for various organizational workflows and departments Contribute to the development of written and visual content used for internal training, onboarding, and upskilling...