Compliance Officer

About the job:Exciting opportunity to join a top performing private equity firm as a Compliance Officer.The Compliance Officer will play a critical role in ensuring that our firm and its funds adhere to all relevant laws, regulations, and internal policies.The ideal candidate will have a strong understanding of regulatory environment and a commitment to...

This role is for one of Weekday's clientsMin Experience: 4 yearsLocation: MumbaiJobType: full-timeRequirementsWe are seeking a dedicated and detail-oriented Compliance Officer with at least 4+ years of experience in the financial services industry, with a strong focus on Regulatory Investment Advisory (RIA), Non-Discretionary (ND) portfolio management,...

Company DescriptionCompliance Sathi specializes in a wide variety of services including the formation of companies and LLPs, registration of societies and trusts, annual compliance with XBRL, and corporate law advice. Our practice areas also cover secretarial audits, due diligence, conversions of companies and LLPs, IEPF processes, IPO and listing...

Job Title: Regulatory Compliance OfficerWe are seeking a seasoned professional to join our team as a Regulatory Compliance Officer. This role is responsible for ensuring all company operations comply with relevant laws, regulations, and industry standards.About the RoleThe Regulatory Compliance Officer will be responsible for:Managing and maintaining...

Internal Compliance Officer (Fractional) Global Blockchain ProjectRemote (India or Dubai)MissionKeep VARA and counterparties comfortable by establishing a strong internal compliance framework from day one.Why this role is differentThis is a new global tokenisation project and compliance is one of the most critical pillars. As Internal Compliance Officer, you...

Job DescriptionRole & responsibilities- Establishment compliance and Vendor Compliance monitoring and Dashboard- Establishment and Vendors Compliance Audit and Progress Report- Handling of Routine Queries- Crosschecking of Government dues of ESIC and EPF- Making Tracker of routine compliance- Coordination with unit Compliance SPOC and consolidate the Self...

About the jobWe are seeking a dynamic and experienced Senior Compliance Officer as part of our Mumbai-based team to oversee the overall compliance framework and regulatory obligations of our Alternate Investment Funds (AIFs) in India. The role involves ensuring adherence to relevant regulations, allied laws and internal policies while providing strategic...

Company Overview:Octanom Tech Private Limited is a leading Invest Tech firm that operates , India's first 'Hedged-Style' trading and investing platform. We are focused on minimizing losses rather than maximizing profits, utilizing advanced AI technology to efficiently manage risk across financial instruments. As a SEBI- registered Research Analyst (RA) firm,...

Candidates with CS qualification Must and LLB Preferred degree from Real estate commercial experience or REIT experience in managing Listed company compliance SEBI Compliance manageing multiple company subsidiaries should apply Ensure compliance with SEBI regulations SEBI LODR Listing Obligations and Disclosure Requirements Companies Act listing...

Business DivisionsGroup FunctionsYour roleAre you an expert in assessing value and risk Do you love to give advice as well as educate We re looking for a Compliance Officer fulfil obligations and duties as Compliance Officer and applicable regulatory guidelines for Capital Market in India act as Compliance Lead for India and exercise governance and...