Regional Manager

2 days ago


Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 9,00,000 - ₹ 12,00,000 per year

RCU Regional Manager-HO & SUPPORT-Internal Control

Job Role:

  • Non Fraud UEs Investigation and Closure
  • Review of PSV reports conducted by RCU – RPMs and negative findings of Flash Visits/branches for EWS
  • Investigation on EWS sent by the Central RCU HO Function
  • Review of RCU - RPMs
  • Periodic review with AMs/RBMs on findings and red alert branches
  • Adherence to calendar of flash visits and PSVs of RCU -RPMs
  • RL control report reverts, transaction monitoring alerts, AML Alerts – Review of Quality of Responses
  • Branch Visit – once a year or as per EWS on branch - 2 day visit
  • Responses to RL Control Reports assigned to the RCU - RRM
  • Supervision of Account Opening sampling of data for RCU
  • Liaison with legal & other govt. enforcement agencies, as and when required

The measurable will be –

  • Closure & Quality of PSVs of RCU-RPMs
  • Concurrent Audit Observations and IAD Audit Ratings
  • AML alerts and RL Control Report reverts
  • Continuous Monitoring outcome
  • Effectiveness of control in the branches in terms of tracking control items – especially Suspense Account Monitoring
  • Operations and Process Control Scorecard
  • Number of Unusual Events coming out of the branches and their closures
  • Non Fraud UEs Investigation and Closure
  • Review of PSV reports conducted by RCU – RPMs and negative findings of Flash Visits/branches for EWS
  • Investigation on EWS sent by the Central RCU HO Function
  • Review of RCU - RPMs
  • Periodic review with AMs/RBMs on findings and red alert branches
  • Adherence to calendar of flash visits and PSVs of RCU -RPMs
  • RL control report reverts, transaction monitoring alerts, AML Alerts – Review of Quality of Responses
  • Branch Visit – once a year or as per EWS on branch - 2 day visit
  • Responses to RL Control Reports assigned to the RCU - RRM
  • Supervision of Account Opening sampling of data for RCU
  • Liaison with legal & other govt. enforcement agencies, as and when required
Experience LevelEntry Level
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