Compliance Operations Specialist

Compliances and Operations SpecialistThe ideal candidate will be responsible for handling banking and treasury management for Indian entities, with the support of external vendors. Previous experience in transfer pricing and portfolio operations and execution management (POEM) is a significant advantage.This role could be at either senior or mid-level,...

PMS Fund Operations & Compliance SpecialistWe are seeking a highly skilled professional to lead our PMS fund operations and compliance team. The ideal candidate will have a strong background in risk management, regulatory affairs, and investment operations with experience working with registered financial institutions.Key ResponsibilitiesLead the development...

Job Title: Compliance SpecialistWe are seeking a detail-oriented and organized Compliance Specialist to join our team.About the Role:The Compliance Specialist will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards. The ideal candidate will have a strong understanding of regulatory...

Compliance SpecialistWe are seeking a seasoned Compliance Specialist to join our team. In this role, you will be responsible for developing and implementing a comprehensive compliance strategy aligned with our company's goals and regulatory requirements.Key Responsibilities:Develop and implement a compliance strategy that ensures adherence to all applicable...

Job Title:A Compliance Specialist is required to ensure regulatory adherence and relationship management with government agencies.Key Responsibilities:Regulatory Approvals & LicensingOBTAIN AND RENEW MANDATORY LICENSES AND APPROVALS, INCLUDING PCPNDT ACT APPROVALS, ART REGISTRATION, BOMBAY NURSING HOME REGISTRATION, AND OTHER RELEVANT COMPLIANCES.ENSURE...

Job Title: Compliance SpecialistElevate Your Career Through Expertise and LearningWe are seeking an experienced compliance professional to support our growing team.Key Responsibilities:Manage and oversee regulatory filings, including 13F, 13H, and Form PFEnsure compliance with EU regulations and reporting obligationsReview and negotiate contracts and liaise...

The Compliance & Regulatory Operations Officer plays a crucial role in ensuring strict adherence to SEBI, exchange, and regulatory guidelines. This position is responsible for managing inspections, investor complaints, surveillance alerts, and compliance reporting. To achieve high standards of governance, investor protection, and risk management, close...

Job Title: Trade Compliance SpecialistOverview:As a Trade Compliance Specialist, you will be responsible for managing imports and exports, as well as shipping operations. This role requires excellent communication and organizational skills to coordinate shipments with external parties, including factories, customers, forwarders, carriers, and CHA's.Key...

Job DescriptionWe are seeking a seasoned professional to join our team as a Compliance Specialist. This individual will play a pivotal role in ensuring the company's adherence to regulatory requirements and maintaining a strong compliance culture.The Compliance Specialist will be responsible for monitoring compliance with SEBI Mutual Fund Regulations,...

Job Overview:A Compliance Specialist is responsible for developing and implementing compliance processes that align with internal and external standards.Key Responsibilities include:Creating SOPs for partners to address operational risks on fieldScreening UC and other documents periodically and calling for clarifications where requiredPreparing NGO score...