Compliance Specialist

10 hours ago

Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 5,00,000 - ₹ 8,00,000
Job Description

We are seeking a seasoned professional to join our team as a Compliance Specialist. This individual will play a pivotal role in ensuring the company's adherence to regulatory requirements and maintaining a strong compliance culture.

The Compliance Specialist will be responsible for monitoring compliance with SEBI Mutual Fund Regulations, ensuring timely reporting by the Mutual Fund and AMC, including exception handling and escalation to SEBI, the Board of AMC, and Trustees.

  • Assist in filing draft offer documents and new proposals with SEBI;
  • Coordinate between SEBI and AMC for fast-track clearance of new mutual fund schemes;
  • Follow up on pending commitments and obligations to SEBI and other regulatory authorities;
  • Track and resolve compliance audit or inspection observations;

This is an exceptional opportunity for a skilled professional to contribute to a dynamic organization and make a significant impact on the company's compliance program.

Required Skills and Qualifications

To succeed in this role, you must possess:

  • Working knowledge of SEBI Mutual Fund Regulations, RBI, FEMA, and NBFC-related compliance requirements;
  • Strong analytical and problem-solving skills;
  • Excellent communication and interpersonal skills;
  • Ability to work effectively in a fast-paced environment;
  • Strong attention to detail and organizational skills;

As a Compliance Specialist, you will have the opportunity to work closely with senior management and other stakeholders to ensure the company's compliance program is effective and efficient.

Benefits

As a valued member of our team, you can expect:

  • A competitive salary and benefits package;
  • Opportunities for professional growth and development;
  • A dynamic and supportive work environment;
  • Recognition and rewards for outstanding performance;

Join us today and take the first step towards a rewarding career in compliance

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