Compliance Specialist

2 days ago


Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,80,00,000 - ₹ 2,16,00,000
Job Title: Compliance Specialist

Elevate Your Career Through Expertise and Learning

We are seeking an experienced compliance professional to support our growing team.

Key Responsibilities:

  • Manage and oversee regulatory filings, including 13F, 13H, and Form PF
  • Ensure compliance with EU regulations and reporting obligations
  • Review and negotiate contracts and liaise with vendors
  • Provide updates on current and evolving regulations and interpret their impact on our operations
  • Prepare concise summaries of legal and compliance documents for internal teams

Requirements:

  • 5+ years of experience in compliance for SEC-registered investment advisors
  • Experience in smaller investment advisory firms preferred over large institutions
  • A law degree from a reputable university will be preferred
  • Understanding of regulatory filings and related compliance requirements
  • Proven ability to simplify complex concepts for non-legal audiences
  • Proficiency in Microsoft 365 (especially Excel)

What You Will Do:

As a member of our compliance team, you will work closely with our US-based CCO to ensure seamless regulatory alignment. You will train and mentor India-based compliance team members and act as a bridge between the US and India teams for knowledge transfer and process handoffs.


  • Compliance Specialist

    2 weeks ago


    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Compliance Specialist RoleWe are seeking an experienced Compliance Specialist to lead our compliance testing program. The ideal candidate will have a strong background in regulatory requirements and experience with internal controls.Key Responsibilities:Design and implement a comprehensive compliance testing program to assess adherence to regulatory...


  • Mumbai, Maharashtra, India beBeeRegulatory Full time ₹ 1,00,00,000 - ₹ 2,00,00,000

    Compliance Specialist Job DescriptionWe are seeking a highly skilled Compliance Specialist to manage and maintain our organization's compliance with regulatory requirements.### Job ResponsibilitiesMonitor and ensure compliance with RBI guidelines specific to Mid-Layer NBFCs, including timely submission of regulatory returns and maintaining accurate...


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Title: Compliance Specialist">We are seeking a skilled and detail-oriented Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with labor laws and regulations, conducting internal audits, and coordinating customer audits.">Key Responsibilities:">Labor Law Compliance: Review all legal & statutory...


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Title: Compliance SpecialistWe are seeking a detail-oriented and organized Compliance Specialist to join our team.About the Role:The Compliance Specialist will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards. The ideal candidate will have a strong understanding of regulatory...

  • Compliance Specialist

    2 weeks ago


    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

    Compliance SpecialistTo undertake compliance testing for new circulars and existing regulations to ensure adherence with respect to regulatory requirements issued by various authorities.We require a Compliance Specialist to liaise with regulators for seeking clarifications and guidance on specific matters.The role involves disseminating regulatory guidelines...

  • Compliance Specialist

    2 weeks ago


    Navi Mumbai, Maharashtra, India beBeeCompliance Full time

    Job Title: Compliance SpecialistJob Description:The Compliance Specialist will be responsible for ensuring that our organization remains compliant with all relevant employment laws and regulations. This includes monitoring changes in labor laws and updating policies accordingly.Key responsibilities include: Framing, developing, implementing, and maintaining...

  • Compliance Specialist

    2 weeks ago


    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,75,000 - ₹ 20,25,000

    Compliance Specialist - AndheriJob Summary:We are seeking a seasoned Compliance Specialist to join our team in Andheri. As a key member of our compliance department, you will be responsible for ensuring adherence to regulatory requirements and maintaining the highest standards of ethics and integrity.About the Role:Design and implement a comprehensive...


  • Mumbai, Maharashtra, India Paralok Information Security Pvt Ltd Full time ₹ 15,00,000 - ₹ 28,00,000 per year

    We are urgently #hiringCompliance & Onboarding SpecialistExperience-5-7 yearsLocation-Mumbai (On-Site)Only Immediate joiners can apply.Interested candidates can share their resume to


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

    Job Title: Tax Compliance SpecialistAbout the Role:We are seeking a highly skilled and experienced Tax Compliance Specialist to join our team. The successful candidate will be responsible for managing direct tax compliance, reporting, and advisory matters.The ideal candidate will have excellent communication skills, both written and verbal, and be able to...


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 15,00,000

    Job DescriptionWe are seeking a skilled professional to join our team as a Compliance Specialist. This is an exciting opportunity for someone who is passionate about ensuring regulatory compliance and driving business growth.The ideal candidate will have a strong background in compliance and experience working with financial institutions. They will be...