Specialist Compliances and Operations

PMS Fund Operations & Compliance SpecialistWe are seeking a highly skilled professional to lead our PMS fund operations and compliance team. The ideal candidate will have a strong background in risk management, regulatory affairs, and investment operations with experience working with registered financial institutions.Key ResponsibilitiesLead the development...

Compliance SpecialistTo undertake compliance testing for new circulars and existing regulations to ensure adherence with respect to regulatory requirements issued by various authorities.We require a Compliance Specialist to liaise with regulators for seeking clarifications and guidance on specific matters.The role involves disseminating regulatory guidelines...

Job Title: Compliance SpecialistWe are seeking a detail-oriented and organized Compliance Specialist to join our team.About the Role:The Compliance Specialist will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards. The ideal candidate will have a strong understanding of regulatory...

The Compliance & Regulatory Operations Officer plays a crucial role in ensuring strict adherence to SEBI, exchange, and regulatory guidelines. This position is responsible for managing inspections, investor complaints, surveillance alerts, and compliance reporting. To achieve high standards of governance, investor protection, and risk management, close...

Job Title: Compliance SpecialistElevate Your Career Through Expertise and LearningWe are seeking an experienced compliance professional to support our growing team.Key Responsibilities:Manage and oversee regulatory filings, including 13F, 13H, and Form PFEnsure compliance with EU regulations and reporting obligationsReview and negotiate contracts and liaise...

Job Title: Regulatory Compliance SpecialistAs a Regulatory Compliance Specialist, you will play a crucial role in ensuring that our organization adheres to all relevant regulatory requirements.The ideal candidate will have a deep understanding of compliance regulations and be able to develop and implement effective policies and procedures to mitigate...

Job Title: Trade Compliance SpecialistOverview:As a Trade Compliance Specialist, you will be responsible for managing imports and exports, as well as shipping operations. This role requires excellent communication and organizational skills to coordinate shipments with external parties, including factories, customers, forwarders, carriers, and CHA's.Key...

Compliance SpecialistNuvama Group is seeking a skilled compliance professional to oversee regulatory compliance in Professional Clearing Member operations. This role requires a deep understanding of SEBI regulations, exchange requirements, and clearing processes.Ensure compliance with SEBI, NSE, BSE, NCDEX, and MCX regulations applicable to Professional...

Job Title: Direct Tax Operations SpecialistWe are seeking a highly skilled professional to join our team in the role of Direct Tax Operations Specialist. In this position, you will be responsible for managing and executing direct tax operations, ensuring compliance with statutory timelines.Key Responsibilities:Compute monthly withholding tax liabilities on...

Job Title: Compliance Governance SpecialistA challenging role for a highly skilled professional to manage compliance activities and ensure alignment with regulatory requirements.Oversee Trustee operations and ensure adherence to SEBI, RBI, and other regulatory guidelines.Monitor regulatory changes and assess their impact on business operations.Draft, review,...