
Compliance Governance Specialist
3 days ago
Job Title: Compliance Governance Specialist
A challenging role for a highly skilled professional to manage compliance activities and ensure alignment with regulatory requirements.
- Oversee Trustee operations and ensure adherence to SEBI, RBI, and other regulatory guidelines.
- Monitor regulatory changes and assess their impact on business operations.
- Draft, review, and update compliance policies, procedures, and manuals.
- Conduct compliance risk assessments and provide recommendations for risk mitigation.
- Ensure timely submission of regulatory filings, reports, and disclosures.
- Liaise with regulators, auditors, and internal stakeholders on compliance matters.
- Provide training and guidance to business teams on compliance requirements.
- Support the Group Compliance Head in driving compliance strategy and governance initiatives.
Qualifications:
- 8–10 years of experience in compliance, preferably from a Mutual fund,Trustee or related financial services background.
- Graduate/Postgraduate in Law, Finance, or related field; additional certifications (e.g., CS, CA, CFA, or compliance certifications) will be an advantage.
Key Skills:
- Strong knowledge of SEBI regulations, Trustee obligations, fund compliance, and financial sector governance frameworks.
- Demonstrated ability to interpret and apply regulatory guidelines to business operations.
- Excellent analytical, communication, and stakeholder management skills.
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