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Securities Operations Director
2 weeks ago
About this role:
We are seeking a skilled Securities Operations Manager to lead our team in delivering exceptional results.
- Manage and develop a team of alternative investment operations managers and analysts, ensuring seamless collaboration and effective communication among team members.
- Provide strategic leadership and oversight for the development of operational strategy, serving on line of business project teams as needed, utilizing expertise in financial accounting, tax reporting, and client services.
- Develop and maintain the operational infrastructure for financial accounting, tax reporting, and client services, guaranteeing accuracy and efficiency in all processes.
- Ensure accurate financial reporting of funds, source proprietary fund vendors, and conduct operational due diligence of external investment managers, upholding the highest standards of quality and integrity.
- Identify opportunities for process improvement and risk control development, continuously enhancing the organization's operational effectiveness.
Key Responsibilities:
- Lead administration of third-party distribution of alternative investments through wealth and brokerage divisions, overseeing the smooth execution of transactions and maintaining strong relationships with clients and stakeholders.
- Make decisions and resolve issues regarding company-wide tasks that steer the company's operational direction, leveraging experience and expertise to drive positive outcomes.
- Develop policies and procedures for functions with low to moderate complexity within scope of responsibility, promoting consistency and adherence to organizational standards.
- Collaborate and influence all levels of professionals, including managers, fostering a culture of open communication, trust, and mutual respect.
Requirements:
- 4+ years of Securities Operations experience or equivalent demonstrated through work experience, training, military experience, or education, with a proven track record of success in similar roles.
- 2+ years of leadership experience, showcasing ability to motivate and guide high-performing teams towards achieving common goals.