AML Surveillance Analyst
5 months ago
Responsibilities
:The role has regional responsibility and will involve:
Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with a specific focus on transactions for IBHK and IBSG.Communicate with clients on monitoring and surveillance-related matters.Reviewing and providing suggestions to enhance existing surveillance systems/reports.Implement approved enhancement changes and changes required due to regulatory changes.Staying up to date with changes in market conduct, AML and other related regulations,Staying up to date with APAC and international developments in relevant areas of regulations and law.Required Qualifications and Skills:
Familiarity with AML/CTF Rules. Fluency in English (both written and spoken) is essential.Good communication skills and client service experience would be advantageous.Good quantitative, analytical, and problem-solving skillsSolid academic background with relevant qualificationsHave a "can do" attitude and willingness to learn.Good organizational skills with the ability to multi-task, prioritise and work with minimal supervision.Ability to work in a small-team environmentA high degree of comfort and fluency with computers and technology, an understanding of how technology is applied to business and regulatory problems, or an ability to develop this rapidly.Company Benefits & Perks:
Competitive salary package.Performance-based annual bonus (cash and stocks)Hybrid working model (3 days office/week)Group Medical & Life Insurance.Modern offices with free amenities & fully stocked cafeteriasMonthly food card & company-paid snacks.Hardship/shift allowance with company-provided pickup & drop facility*Attractive employee referral bonus.Frequent company-sponsored team-building events and outings* Depending upon the shifts.
**The benefits package is subject to change at the management's discretion.
-
AML Surveillance Specialist
3 weeks ago
Mumbai, Maharashtra, India Interactive Brokers Full timeJob Summary:We are seeking a highly skilled AML Surveillance Analyst to join our team at Interactive Brokers. The successful candidate will be responsible for monitoring and surveillance of cashiering transactions in the Asia Pacific region, with a focus on IBHK and IBSG.Key Responsibilities:Monitor and analyze cashiering transactions for potential AML/CTF...
-
AML Surveillance Specialist
3 weeks ago
Mumbai, Maharashtra, India DBS Bank Full timeJob Title: AML Surveillance SpecialistDBS Bank is seeking a highly skilled AML Surveillance Specialist to join our team. As a key member of our Compliance and Risk Management department, you will be responsible for monitoring and analyzing alerts generated by our AML monitoring system.Key Responsibilities:Timely monitoring of alerts generated by AML...
-
Surveillance and AML Team Lead
3 weeks ago
Mumbai, Maharashtra, India Upstox Full timeJob DescriptionJob Title: Surveillance and AML Team LeadLocation: MumbaiJob Summary: We are seeking a highly skilled Surveillance and AML Team Lead to join our team. The successful candidate will be responsible for designing, implementing, and overseeing a suite of surveillance systems to detect behaviors that may violate regulatory rules or internal...
-
AML and Compliance Analyst
4 days ago
Mumbai, Maharashtra, India DBS Bank Full timeJob Description:We are seeking a highly skilled AML and Compliance Analyst to join our team at DBS Bank. As a key member of our Group Legal, Compliance & Secretariat department, you will be responsible for ensuring the bank's interests are protected and maintained through effective AML and compliance practices.Key Responsibilities:Monitor and review AML...
-
Surveillance and AML Team Lead
3 weeks ago
Mumbai, Maharashtra, India Upstox Full timeJob Summary: We are seeking a highly skilled Surveillance and AML Team Lead to join our team at Upstox. The ideal candidate will have experience in Exchange & Trade regulatory framework, trade products, and trade life cycle. They will be responsible for analysis of trade surveillance alerts, escalation of day-to-day exception reports, and working closely...
-
AML Compliance Manager – Surveillance Expert
1 week ago
Mumbai, Maharashtra, India Paytm Full timeAbout the CompanyPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant, dedicated to providing simplified user experiences and facilitating investment journeys with zero paperwork and seamless digital KYC. Our services encompass Equity & Derivatives trading, Depository services, and investment in IPOs. We are registered with PFRDA...
-
Mumbai, Maharashtra, India Upstox Full timeJob Description:The Surveillance and AML team at Upstox is responsible for designing, implementing, and overseeing a suite of surveillance systems to detect behaviors that may violate regulatory rules or internal policies and procedures. The team works collaboratively with partners across the first and second lines of defense to determine the appropriate...
-
Transaction Surveillance Specialist
3 weeks ago
Mumbai, Maharashtra, India DBS Bank Full timeJob Title: Specialist, Transaction SurveillanceDBS Bank is seeking a highly skilled Specialist, Transaction Surveillance to join our team in Legal, Compliance & Secretariat. As a key member of our team, you will be responsible for ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital.Key...
-
Associate Manager
7 months ago
Mumbai, India Upstox Full timeLocation: Mumbai Job Description Summary: Surveillance and AML team is responsible for the design, implementation, and oversight for a suite of surveillance designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is responsible for escalating the...
-
Specialist, Transaction Surveillance
5 months ago
Mumbai, India DBS Bank Full timeSpecialist, Transaction Surveillance-(WD54002) Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold...
-
Surveillance Manager
3 weeks ago
Mumbai, Maharashtra, India Paytm Full timeAbout Paytm MoneyPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. Our mission is to provide a simplified user experience, allowing users to start their investment journey with zero paperwork, seamless digital KYC, automated...
-
Surveillance Manager
3 weeks ago
Mumbai, Maharashtra, India Paytm Full timeAbout Paytm MoneyPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. Our mission is to provide a simplified user experience, allowing users to start their investment journey with zero paperwork, seamless digital KYC, automated...
-
Surveillance Manager
3 weeks ago
Mumbai, Maharashtra, India Paytm Full timeAbout Paytm MoneyPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. Our mission is to provide a simplified user experience, allowing users to start their investment journey with zero paperwork, seamless digital KYC, automated...
-
Surveillance Manager
2 weeks ago
Mumbai, Maharashtra, India Paytm Full timeAbout Paytm MoneyPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allows users to start their investment journey with zero paperwork, seamless digital KYC, automated payments,...
-
Surveillance Manager
3 weeks ago
Mumbai, Maharashtra, India Paytm Full timeAbout Paytm MoneyPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allows users to start their investment journey with zero paperwork, seamless digital KYC, automated payments,...
-
Surveillance Manager
3 weeks ago
Mumbai, Maharashtra, India Paytm Full timeAbout Paytm MoneyPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allows users to start their investment journey with zero paperwork, seamless digital KYC, automated payments,...
-
Senior AML Analyst
3 weeks ago
Mumbai, Maharashtra, India Interactive Brokers Full time{"title": "AML Risk Analyst", "content": "Job SummaryWe are seeking a highly skilled AML Risk Analyst to join our team at Interactive Brokers. As an AML Risk Analyst, you will be responsible for performing functional testing, UAT testing, and quality control reviews to ensure the effectiveness of our AML controls.Key ResponsibilitiesDevelop and execute test...
-
Surveillance
5 months ago
Mumbai, Maharashtra, India National Securities Depository Full timeRoleAssistant Manager - Surveillance QualificationCA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/ universities. - LocationMumbai Experience3+yrs of experience - Monitor of shareholding limits for listed MIIs (Stock Exchanges & Depository). - Monitoring of Debt Investment by Foreign Portfolio Investors. -...
-
AML Compliance Specialist
3 weeks ago
Mumbai, Maharashtra, India DBS Bank Full timeJob Title: AML Compliance SpecialistDBS Bank is seeking a highly skilled AML Compliance Specialist to join our team. As a key member of our Legal, Compliance & Secretariat department, you will play a critical role in ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital.Key Responsibilities:Effective...
-
AML Compliance Analyst
5 days ago
Mumbai, Maharashtra, India DBS Bank Full timeJob DescriptionAs an AML Compliance Analyst at DBS Bank, you will play a crucial role in ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital. You will work closely with stakeholders on AML/KYC/Sanctions related items, providing support and assistance for other AML/KYC requirements. This includes...
