Compliance Surveillance Intermediate Analyst

Citi is a leading global bank with a strong commitment to Compliance and Control. We are seeking an experienced Compliance Surveillance Risk Analyst to join our team in 12542 Citicorp Services India Private Limited.

Susquehanna International Group (SIG) is a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. **What we're looking for** If you join us, you will: - Support trading activity...

About the Role:We are seeking a skilled Surveillance and AML Operations Specialist to join our team at Upstox. This is a fantastic opportunity for a self-driven individual with expertise in trade surveillance and anti-money laundering (AML) operations.Key Responsibilities:Analyze trade surveillance alerts on a post-trade basis and escalate day-to-day...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

Location:  Mumbai Job Description Summary:  Surveillance and AML team is responsible for the design, implementation, and oversight for a suite of surveillance designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is responsible for escalating the...

Job SummaryWe are seeking a skilled Surveillance Compliance Officer to join our team at Paytm Money. This role will be responsible for maintaining AML program documentation, setting up parameters for screening financial transactions, and assisting with all matters concerning AML.Key ResponsibilitiesMaintain accurate records of AML program documentation and...

RoleAssistant Manager - Surveillance QualificationCA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/ universities. - LocationMumbai Experience3+yrs of experience - Monitor of shareholding limits for listed MIIs (Stock Exchanges & Depository). - Monitoring of Debt Investment by Foreign Portfolio Investors. -...

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

Responsibilities : The role has regional responsibility and will involve: Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with a specific focus on transactions for IBHK and IBSG.Communicate with clients on monitoring and surveillance-related matters.Reviewing and providing suggestions to...

BALAJI ENGINEERING PVT. LTD - Manufacturer of Gas Springs requires for their Unit **CCTV SURVEILLANCE EXECUTIVE** Salary as per company norms Location - Chandivali, Sakinaka. **Experience**: Previous experience in surveillance, security, or law enforcement preferred; familiarity with CCTV systems and video monitoring software highly desirable /...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three...

At 12542 Citicorp Services India Private Limited, we're committed to empowering our employees to make a real impact.We're currently looking for a highly skilled Senior Risk Analyst to join our team in Mumbai. As a key member of our Compliance Analytics team, you'll play a critical role in analyzing and aggregating compliance risk across the franchise.Your...

**Role**: **Executive - Surveillance - Night Shift** **Location**: Mumbai **Qualification Profile**: - Graduate/NISM Certification/Post Graduate**Experience**: 2-5 Years **Responsibilities**: - To perform day to day activities pertaining to Surveillance of Equity, Equity F&O and Currency Derivatives segment to ensure data integrity~~ -To perform night...

Job Summary">Apollo Global Management, Inc. is seeking a Compliance Analyst to join our team. This role offers exposure to various aspects of Apollo's compliance program, with a primary focus on (i) e-communications surveillance, (ii) personal trading compliance, and (iii) testing policies, procedures, and controls within the firm.">Key...

Membership Compliance Ensure adherence to all membership obligations and regulatory requirements. Monitor and review compliance with internal policies and external regulations related to stockbroker activities. 2. Surveillance Alerts: - Handle and investigate surveillance alerts in a timely manner. - Analyse trade and transaction patterns to identify...

Job OverviewCiticorp Services India Private Limited is seeking a highly skilled Compliance Risk Analyst to join its team in Mumbai. As a key member of the Independent Compliance Risk Management group, you will be responsible for analyzing and aggregating compliance risk for the franchise through applicable analytical methods and models.About the RoleThe...

Job Description:The Surveillance and AML team at Upstox is responsible for designing, implementing, and overseeing a suite of surveillance systems to detect behaviors that may violate regulatory rules or internal policies and procedures. The team works collaboratively with partners across the first and second lines of defense to determine the appropriate...

About Apollo Global ManagementApollo Global Management, Inc. is a high-growth, global alternative asset manager that seeks to provide its clients with excess return at every point along the risk-reward spectrum from investment grade to private equity.The firm has a fully integrated platform and focuses on three investing strategies: yield, hybrid, and...