Associate Manager

8 months ago

Mumbai, India Upstox Full time

Location:

 Mumbai
Job Description Summary:  Surveillance and AML team is responsible for the design, implementation, and oversight for a suite of surveillance designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is responsible for escalating the activity and working collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of the matter. Consideration for the firm's reputation and safeguarding, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. The candidate will be responsible for analysis of trade surveillance alerts on a post-trade basis and escalation of day-to-day exception reports.
Meet your team: You will work closely with the Legal and Compliance team as well as the internal department
Your way to impact: Be self-driven / quick starterHave an ownership mindsetAggressively drive and deliver results
Technical Requirements: - Experience in Exchange & Trade regulatory framework- Understanding of trade products (intermediate/ expert knowledge)Understanding of trade life cycle (intermediate/ expert knowledge)- Understanding of market abuse and fraud practices in trade products- Experience of working on SMARTS or similar Trade surveillance system is an advantage.- Experience of undertaking trade alerts review, investigations and disposition- Experience in AML related operations including KYC / due diligence / screening / transaction monitoring is added preference 
Other skills: -Should have analytical skill to identify exception and report to management on timely basis.- Should be good in communication and presentation.- Strong working knowledge with MS Excel, PPT, MS Word and Macros / Visual Basic- Be self-directed, with the ability to proactively identify and analyze problems- Have good organization skills with the ability to work towards and meet deadlines- The candidate must be detail-oriented, organized and assertive - Exchanges / Institutional experience desired 
Knowledge Required: - Knowledge of Compliance laws, rules, regulations, risks and typologies- A general understanding of securities trading and corresponding regulations with proven ability to prioritize and manage multiple projects- Excellent research and analytical skills in addition to a technical aptitude- Excellent written and verbal communication skills- Must be a self-starter, flexible, innovative and adaptive- Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization- Proficient in MS Office applications (Excel, Word, PowerPoint)The candidate should be adaptable to change and willing to work in a fast-paced environment with a positive attitude- Advanced analytical skills- Demonstrated knowledge in area of focus

  • Guest Service Associate

    6 months ago

    Mumbai, India MoSahay Associate Full time

    Job Title: Guest Service Associate Company: PVR INOX Cinema Hall Location: MUMBAI(E) **Salary**: Freshers with Normal Graduation - 20,000 INR per month Freshers with Hotel Management Background - 22,000 INR per month Job Summary: As a Guest Service Associate at INOX Cinema Hall, you will play a crucial role in providing exceptional guest experiences...

  • Guest Service Associate

    6 months ago

    Mumbai, Maharashtra, India MoSahay Associate Full time

    The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...

  • Product Development Associate

    3 weeks ago

    Mumbai, Maharashtra, India Abakkus Asset Manager Private Limited Full time

    Role OverviewA Product Development Associate in Abakkus Asset Manager Private Limited plays a pivotal role in shaping the company's Portfolio Management Services (PMS), Alternative Investment Funds (AIF), and Registered Investment Advisor (RIA) platforms. This position requires strong analytical, communication, and teamwork skills to drive product growth and...

  • Associate - Events & Community

    2 months ago

    Mumbai, Maharashtra, India Great Manager Institute Full time

    **Position**: Associate - Events & Community Role: Creating a Thriving Leadership Community **Objective**: Bring together people managers and leaders who aim to build high-trust, high-performance cultures through world-class events and a dynamic community. **What You'll Be Doing**: - Build a Premier Community: Develop a top-notch leadership network with a...

  • Duty Officer

    6 months ago

    Mumbai, India MoSahay Associate Full time

    Ensure his responsibility areas are well equipped, operational and his team is provided with adequate tools. This includes: - Cinema is clean - All Point of Sale/ Equipment’s are active - Conducting Pre-opening Audi - check. - Responsible for improvement of Cinema Operations process and ensuring statutory Compliance adherence - Brief his/her team member...

  • Marketing & Operations Associate

    6 months ago

    Lower Parel, Mumbai, Maharashtra, India Great Manager Institute Full time

    **GREAT MANAGER INSTITUTE®, MUMBAI, INDIA** **Detailed Role of Marketing & Operations Associate** **Role & Responsibilities**: - Extract and analyze data from various sources to inform marketing strategies and decision-making. - Schedule and manage social media content across multiple channels. - Collaborate with cross-functional teams, including sales,...

  • Product Development Associate

    2 weeks ago

    Mumbai, Maharashtra, India Abakkus Asset Manager Private Limited Full time

    Job DescriptionAs a Product Development Associate at Abakkus Asset Manager Private Limited, you will play a crucial role in shaping the company's product strategies and roadmaps for Portfolio Management Services (PMS), Alternative Investment Funds (AIF), and Registered Investment Advisor (RIA) platforms.The ideal candidate will have a strong background in...

  • Product Associate

    1 month ago

    mumbai, India Abakkus Asset Manager Private Limited Full time

    Abakkus Asset Manager Private Limited Abakkus is an alpha focused asset manager managing ~INR 37,000 crores in public markets and private equity strategies. Our offerings include Alternative Investment Funds across all three categories, Portfolio Management Services, Advisory Services for Domestic and Global Investors. In just 6 years of incorporation...

  • Product Associate

    1 month ago

    mumbai, India Abakkus Asset Manager Private Limited Full time

    Abakkus Asset Manager Private LimitedAbakkus is an alpha focused asset manager managing ~INR 37,000 crores in public markets and private equity strategies. Our offerings include Alternative Investment Funds across all three categories, Portfolio Management Services, Advisory Services for Domestic and Global Investors.In just 6 years of incorporation Abakkus...

  • Product Associate

    1 month ago

    Mumbai, India Abakkus Asset Manager Private Limited Full time

    Abakkus Asset Manager Private LimitedAbakkus is an alpha focused asset manager managing ~INR 37,000 crores in public markets and private equity strategies. Our offerings include Alternative Investment Funds across all three categories, Portfolio Management Services, Advisory Services for Domestic and Global Investors.In just 6 years of incorporation Abakkus...

  • Product Associate

    1 month ago

    mumbai, India Abakkus Asset Manager Private Limited Full time

    Abakkus Asset Manager Private Limited Abakkus is an alpha focused asset manager managing ~INR 37,000 crores in public markets and private equity strategies. Our offerings include Alternative Investment Funds across all three categories, Portfolio Management Services, Advisory Services for Domestic and Global Investors. In just 6 years of incorporation...

  • Senior Legal Associate

    2 weeks ago

    Mumbai, Maharashtra, India Abakkus Asset Manager Private Limited Full time

    **About Us:**Abakkus Asset Manager Private Limited is a pioneering asset manager in India, overseeing approximately ₹37,000 crores across public markets and private equity strategies.We offer a range of investment solutions, including Alternative Investment Funds, Portfolio Management Services, and Advisory Services for domestic and global investors.In...

  • Senior Insurance Business Development Specialist

    2 weeks ago

    Mumbai, Maharashtra, India ANA associate Full time

    About the RoleWe are seeking a highly motivated and experienced Senior Insurance Business Development Specialist to join our team at ANA associate. The successful candidate will be responsible for identifying and pursuing new business opportunities, building long-term relationships with clients, and driving revenue growth.Job DescriptionConduct research and...

  • Product Manager

    7 days ago

    Mumbai, Maharashtra, India Abakkus Asset Manager Private Limited Full time

    Abakkus Asset Manager Private Limited is a leading asset management company managing a significant portfolio of public markets and private equity strategies.We are looking for a Product Associate to support the development of our product strategies and roadmaps for Portfolio Management Services (PMS), Alternative Investment Funds (AIF), and Registered...

  • Product Management Professional for Asset Growth

    2 weeks ago

    Mumbai, Maharashtra, India Abakkus Asset Manager Private Limited Full time

    An exciting opportunity to work with Abakkus Asset Manager Private Limited, a leading asset management company managing ~INR 37,000 crores in public markets and private equity strategies.Our company has established itself in the Indian equity horizon both in terms of performance and growth in assets within just 6 years of inception.We are seeking a highly...

  • Legal Associate Manager

    3 weeks ago

    Mumbai, Maharashtra, India Snaphunt Full time

    Job DescriptionWe are seeking a skilled Legal Associate Manager to join our team at our Mumbai office.The estimated salary for this role is ₹1,200,000 - ₹1,500,000 per annum, depending on experience.About the RoleThis is an exciting opportunity for a highly motivated and experienced legal professional to lead our litigation team. As a Legal Associate...

  • Academic Associate for Information Management

    2 weeks ago

    Mumbai, Maharashtra, India SPJIMR SP Jain Institute of Management & Research Full time

    We are seeking a highly skilled and motivated Academic Associate to join our Information Management & Analytics department at SPJIMR.As an Academic Associate, you will be responsible for providing administrative support to faculty members in the preparation of course outlines, pre-reads, and other teaching aids. You will also assist with course-related tasks...

  • Data Management Associate

    5 days ago

    Mumbai, Maharashtra, India Teamware Solutions Full time

    We are seeking an experienced Data Management Associate to join our team at Teamware Solutions.This role involves the creation and maintenance of client referential data in various systems, including CRDS, Atlas II, Sign plus. OMR, and other downstream applications.The successful candidate will be responsible for:

  • Executive Sous Chef

    6 months ago

    Mumbai, India MoSahay Associate Full time

    The Executive Sous Chef is responsible for assisting the Executive Chef in overseeing the culinary operations of the kitchen. This role involves managing kitchen staff, ensuring quality and consistency in food preparation, and contributing to menu development. **Responsibilities**: **Kitchen Management**: Assist in supervising daily kitchen activities,...

  • Senior Legal Associate

    7 days ago

    Mumbai, Maharashtra, India Abakkus Asset Manager Private Limited Full time

    About Abakkus Asset Manager Private LimitedWe are a leading asset manager managing ~INR 37,000 crores in public markets and private equity strategies. Our offerings include Alternative Investment Funds across all three categories, Portfolio Management Services, Advisory Services for Domestic and Global Investors.Role and ResponsibilitiesGood understanding of...