Surveillance

Join us as a Market Surveillance at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as...

Surveillance Assistant Opportunity We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team at Kanjurmarg - Mumbai Desired Attribute: Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years NISM Certified for Capital Market, SORM, and Equity Derivatives Module Willing to work in...

Surveillance Assistant Opportunity We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team Desired Attribute: Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years NISM Certified for Capital Market, SORM, and Equity Derivatives Module Willing to work in Night Shifts Proficient in...

Surveillance Assistant Opportunity We are seeking a highly motivated and detail-oriented Surveillance Assistant to join our team in Kanjurmarg - Mumbai. The ideal candidate will have experience working in a surveillance department for capital markets or broking for more than 3 years. Key Requirements: NISM certification in Capital Market, SORM, and Equity...

Surveillance Assistant Opportunity!We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team!Desired Attribute:- Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years- NISM Certified for Capital Market, SORM, and Equity Derivatives Module- Willing to work in Night Shifts- Proficient...

Surveillance Assistant OpportunityWe're seeking a highly motivated and detail-oriented Surveillance Assistant to join our teamDesired Attribute:Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleWilling to work in Night ShiftsProficient in MS...

Surveillance Assistant OpportunityWe're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team at Kanjurmarg - MumbaiDesired Attribute:Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleWilling to work in Night...

DetServes as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

DetServes as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

**- Review and analyses **trade surveillance** reports/ alerts, and sign off alert completion related to client trading activities - Investigation on irregularities and abnormal activities in trading pattern of client. - Drafting Suspicious Activity Reports-NSE, BSE and FIU (Financial Intelligence Unit) in line with Compliance regulations. - Analysis on...

Manage the installation and maintenance of surveillance systems. Monitoring each outlet of Maharaja Bhog ( India / Outside India ). Thali count of all outlets. Store room monitoring. Observation of staff activities. Ensure proper monitoring of all activities within the company premises to prevent intrusion/theft of company properties. Report/escalate...

We are seeking an experienced Compliance Surveillance Professional to join our team at RiverForest Connections. In this role, you will be responsible for assisting in the monitoring and surveillance of cashiering transactions by clients in the Asia Pacific region.Your primary focus will be on communicating with clients on monitoring and surveillance-related...

About BNP Paribas India Solutions: Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and...

OverviewThe Surveillance team consists of analysts and compliance officers located in Hong Kong, Singapore, Bangalore, Mumbai, and Tokyo. The person in Hong Kong will represent the Surveillance functions with primary focus on surveillance monitoring and testing on E-Communications and Voice.Key Responsibilities:Conducting communication surveillance across...

Serves as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

**Opening with a leading AMC client.** **Role**:Trade& DP Surveillance** **Location**:Lower Parel, Mumbai.** **Key responsibilities and duties** - Daily assessment and closure of alerts (DP, exchange and in-house) generated for potential suspicious activity. - Ensure timely, efficient reporting of suspicious transactions to law enforcement agencies and...

The Compliance Surveillance Expert role at Kroll involves assisting our Financial Services Compliance Regulation - Compliance Consulting practice in managing and performing client electronic surveillance monitoring. This is an exciting opportunity to work with a talented team of professionals who share your passion for compliance and risk management.About...

Company DescriptionWe are a specialized customer experience management firm led by industry veterans with over 100 years of collective expertise. Our leadership team, headed by Mr Rohit Krishna, brings deep domain knowledge from prestigious organizations like Citibank, Airtel and Vodafone. With extensive experience across the Banking, Telecom, and ITES...

About the Role:This is an exciting opportunity for a Surveillance Assistant to join HDFC Securities. As a key member of our surveillance department, you will play a critical role in ensuring the integrity of our market operations.\

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...