Surveillance Assistant

Surveillance Assistant Opportunity We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team Desired Attribute: Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years NISM Certified for Capital Market, SORM, and Equity Derivatives Module Willing to work in Night Shifts Proficient in...

Surveillance Assistant Opportunity We are seeking a highly motivated and detail-oriented Surveillance Assistant to join our team in Kanjurmarg - Mumbai. The ideal candidate will have experience working in a surveillance department for capital markets or broking for more than 3 years. Key Requirements: NISM certification in Capital Market, SORM, and Equity...

Surveillance Assistant OpportunityWe're seeking a highly motivated and detail-oriented Surveillance Assistant to join our teamDesired Attribute:Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleWilling to work in Night ShiftsProficient in MS...

OverviewThe Surveillance team consists of analysts and compliance officers located in Hong Kong, Singapore, Bangalore, Mumbai, and Tokyo. The person in Hong Kong will represent the Surveillance functions with primary focus on surveillance monitoring and testing on E-Communications and Voice.Key Responsibilities:Conducting communication surveillance across...

Job DescriptionAbout UsAt Deutsche Bank, we strive for a culture that empowers us to excel together every day. We believe in acting responsibly, thinking commercially, taking initiative, and working collaboratively.Job SummaryThis role involves working closely with colleagues to support the Germany region in our Compliance Surveillance function.Key...

Key Requirements:NISM certification in Capital Market, SORM, and Equity Derivatives ModuleProficiency in MS Office Word, Excel & PowerPointAbility to work night shiftsOur Expectations:We expect our Surveillance Assistant to be highly analytical and possess excellent problem-solving skills. The ideal candidate will be able to work independently and as part of...

Job DescriptionRegulatory Control Support - Compliance Surveillance - Analyst, ASPosition OverviewJob Title: Regulatory Control Support - Compliance Surveillance - AnalystCorporate Title: AssociateLocation: Mumbai, IndiaRole DescriptionThe Compliance Surveillance function at Deutsche Bank is a global function which focuses on the post-event detection of...

ABOUT THE COMPANY Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated payments,...

Responsibilities : The role has regional responsibility and will involve: Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with a specific focus on transactions for IBHK and IBSG.Communicate with clients on monitoring and surveillance-related matters.Reviewing and providing suggestions to...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At **Citi** , you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and...

Responsibilities The role has regional responsibility and will involve Assist in the monitoring and surveillance of cashiering transactions by clients in the Asia Pacific region with a specific focus on transactions Communicate with clients on monitoring and surveillance-related matters Reviewing and providing suggestions to enhance existing...

Key ResponsibilitiesThe incumbent shall work within the CM&S area to implement and undertake monitoring of communications across all CACIB business lines. He/she will give input for the design of new communication monitoring strategies.Undertake communication monitoring using Voice and E-Communication monitoring tools to a high standard.Review all generated...

In Scope of Position based Promotions INTERNAL only Job Title Communication Surveillance Compliance NCTLocation Mumbai IndiaRole DescriptionTeam OverviewIn the APAC region Surveillance team consists of teams of analysts and compliance officers located in Hong Kong Singapore Bangalore Mumbai and Tokyo The Hong Kong team coverage includes Equities ...

About the RoleThis Surveillance and Compliance Coordinator position plays a critical role in ensuring the integrity of our financial systems. The successful candidate will have strong analytical skills and be able to work effectively in a fast-paced environment.Key ResponsibilitiesImplement and maintain control frameworks designed to manage regulatory...

Job DescriptionWe are seeking a highly skilled Regulatory Control Analyst to join our team. The successful candidate will be responsible for conducting Communication Surveillance, E-comms, and Voice for the APAC region.Your Key Responsibilities:Conduct Communication Surveillance, E-comms, and Voice for the APAC regionRespond to escalations and referrals from...

Job Title Business Supervisory - Surveillance and BSO Data Admin support Analyst AssociateLocation BangaloreRole Description Regulatory Control is responsible for establishing and maintaining control frameworks designed to manage regulatory monitoring surveillance employee compliance transaction monitoring and client screening Work includes ...

**Job Description:** As a Business Development Manager at ADTECH SYSTEMS LIMITED, you will be responsible for presenting, promoting, and selling Access Control and Surveillance Systems solutions to prospective clients. You will develop and maintain relationships with clients to ensure long-term business partnerships.You will achieve and exceed sales targets...

**Responsibilities:**Prospecting and Lead Generation: Identify potential clients and key decision-makers in the target market. Conduct market research to identify new business opportunities. Generate leads through various channels, including networking events, cold calling, and online platforms.Sales and Business Development: Present, promote, and sell...

We are looking for an Analyst to be an essential part of the team assisting the Financial Services Compliance Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring We are looking for bright innovative individuals to be part of a growing team individuals that have initiative and who will relish...

Position Summary: Located in Mumbai, India office, provides project supplier quality management team oversight, including collaboration directly with client and project team, leading capability surveys, audits and area or shop quality surveillance activities in accordance with Bechtel Supplier Quality & Expediting Inc. (BSQE) and Project Procedures Job...