Surveillance

Surveillance Assistant Opportunity We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team at Kanjurmarg - Mumbai Desired Attribute: Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years NISM Certified for Capital Market, SORM, and Equity Derivatives Module Willing to work in...

Surveillance Assistant Opportunity!We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team!Desired Attribute:- Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years- NISM Certified for Capital Market, SORM, and Equity Derivatives Module- Willing to work in Night Shifts- Proficient...

Surveillance Assistant Opportunity!We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team at Kanjurmarg - Mumbai !Desired Attribute:Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleWilling to work in Night...

Surveillance Assistant OpportunityWe're seeking a highly motivated and detail-oriented Surveillance Assistant to join our teamDesired Attribute:Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleWilling to work in Night ShiftsProficient in MS...

Surveillance Assistant OpportunityWe're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team at Kanjurmarg - MumbaiDesired Attribute:Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleWilling to work in Night...

Surveillance Assistant Opportunity! We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team! Desired Attribute: Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years NISM Certified for Capital Market, SORM, and Equity Derivatives Module Willing to work in Night Shifts Proficient...

Surveillance Assistant Opportunity!We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team!Desired Attribute:Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleWilling to work in Night ShiftsProficient in MS...

Surveillance Assistant Opportunity! We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team! Desired Attribute: Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years NISM Certified for Capital Market, SORM, and Equity Derivatives Module Willing to work in Night Shifts Proficient...

RoleAssistant Manager - Surveillance QualificationCA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/ universities. - LocationMumbai Experience3+yrs of experience - Monitor of shareholding limits for listed MIIs (Stock Exchanges & Depository). - Monitoring of Debt Investment by Foreign Portfolio Investors. -...

DetServes as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

DetServes as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Analysing and closing Exchange Surveillance AlertsGenerating, analysing and closing Internal Surveillance AlertsSuspicious reporting of clientsThe ideal candidate will have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years. NISM Certification in Capital Market, SORM and Equity Derivatives Module is also required.

Serves as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

Company DescriptionWe are a specialized customer experience management firm led by industry veterans with over 100 years of collective expertise. Our leadership team, headed by Mr Rohit Krishna, brings deep domain knowledge from prestigious organizations like Citibank, Airtel and Vodafone. With extensive experience across the Banking, Telecom, and ITES...

Job Overview:Citigroup is seeking a skilled Compliance Risk Officer to join their Surveillance team. As a member of this team, you will play a critical role in ensuring compliance with regulatory rules and internal policies. Your primary responsibility will be to design and implement effective surveillances to detect and prevent non-compliant behavior.Key...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Job Summary:We are seeking an experienced Surveillance Assistant to join our team at HDFC Securities. The ideal candidate will have a strong background in surveillance operations, with a minimum of 3 years of experience in the Capital Market/Broking domain.Key Responsibilities:Analyzing and closing exchange surveillance alertsGenerating, analyzing, and...

About the Role:The Surveillance Assistant is responsible for maintaining the integrity of market data by analyzing and closing exchange surveillance alerts. This role requires strong analytical and communication skills, with the ability to work independently and as part of a team.Responsibilities:Analyze and close exchange surveillance alertsGenerate and...

Our client is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. **Key Responsibilities**: - Identify and escalate sales & trading activity that appears counter to regulatory guidelines and/or Firm’s policies. - Reviewing internal policy breaches daily,...

Company DescriptionWe are a specialized customer experience management firm led by industry veterans with over 100 years of collective expertise. Our leadership team, headed by Mr Rohit Krishna, brings deep domain knowledge from prestigious organizations like Citibank, Airtel and Vodafone. With extensive experience across the Banking, Telecom, and ITES...