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Surveillance assistant

1 week ago

Mumbai, India HDFC Securities Full time
Surveillance Assistant Opportunity
We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team at Kanjurmarg - Mumbai
Desired Attribute:
Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years
NISM Certified for Capital Market, SORM, and Equity Derivatives Module
Willing to work in Night Shifts
Proficient in MS Office Word, Excel & Power Point
Job Description:
Analysing and Closing Exchange Surveillance Alerts
Generating, Analysing and Closing Internal Surveillance Alerts
Suspicious Reporting of Clients
Analysing and Closing DP Surveillance Alerts
Maintaining and Reporting MIS at Exchanges & Board
Regular Monitoring and implementing of Exchange/Depository Circulars
Talking to Clients/Branches for seeking clarification
Any other Surveillance activities
Preparing MIS for various exchange reporting’s