Capital Market Surveillance Support
6 days ago
We are seeking an experienced Surveillance Assistant to join our team at HDFC Securities. The ideal candidate will have a strong background in surveillance operations, with a minimum of 3 years of experience in the Capital Market/Broking domain.
Key Responsibilities:
- Analyzing and closing exchange surveillance alerts
- Generating, analyzing, and closing internal surveillance alerts
- Suspicious reporting of clients
- Analyzing and closing DP surveillance alerts
- Maintaining and reporting MIS at Exchanges & Board
- Regular monitoring and implementing of Exchange/Depository Circulars
- Talking to Clients/Branches for seeking clarification
- Preparing MIS for various exchange reporting's
Requirements:
NISM certification for Capital Market, SORM, and Equity Derivatives Module
Benefits:
A competitive salary package and opportunities for growth and development.
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