Capital Market Surveillance Support

6 days ago


Mumbai, Maharashtra, India HDFC Securities Full time
Job Summary:

We are seeking an experienced Surveillance Assistant to join our team at HDFC Securities. The ideal candidate will have a strong background in surveillance operations, with a minimum of 3 years of experience in the Capital Market/Broking domain.

Key Responsibilities:
  • Analyzing and closing exchange surveillance alerts
  • Generating, analyzing, and closing internal surveillance alerts
  • Suspicious reporting of clients
  • Analyzing and closing DP surveillance alerts
  • Maintaining and reporting MIS at Exchanges & Board
  • Regular monitoring and implementing of Exchange/Depository Circulars
  • Talking to Clients/Branches for seeking clarification
  • Preparing MIS for various exchange reporting's

Requirements:
NISM certification for Capital Market, SORM, and Equity Derivatives Module

Benefits:
A competitive salary package and opportunities for growth and development.

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