Surveillance Monitoring Professional

We are seeking an experienced Compliance Surveillance Professional to join our team at RiverForest Connections. In this role, you will be responsible for assisting in the monitoring and surveillance of cashiering transactions by clients in the Asia Pacific region.Your primary focus will be on communicating with clients on monitoring and surveillance-related...

The Compliance Surveillance Expert role at Kroll involves assisting our Financial Services Compliance Regulation - Compliance Consulting practice in managing and performing client electronic surveillance monitoring. This is an exciting opportunity to work with a talented team of professionals who share your passion for compliance and risk management.About...

Surveillance Assistant Opportunity We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team at Kanjurmarg - Mumbai Desired Attribute: Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years NISM Certified for Capital Market, SORM, and Equity Derivatives Module Willing to work in...

Surveillance Assistant Opportunity We're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team Desired Attribute: Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 years NISM Certified for Capital Market, SORM, and Equity Derivatives Module Willing to work in Night Shifts Proficient in...

Surveillance Assistant OpportunityWe're seeking a highly motivated and detail-oriented Surveillance Assistant to join our teamDesired Attribute:Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleWilling to work in Night ShiftsProficient in MS...

Surveillance Assistant OpportunityWe're seeking a highly motivated and detail-oriented Surveillance Assistant to join our team at Kanjurmarg - MumbaiDesired Attribute:Must have work experience in Surveillance Dept for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleWilling to work in Night...

Company DescriptionWe are a specialized customer experience management firm led by industry veterans with over 100 years of collective expertise. Our leadership team, headed by Mr Rohit Krishna, brings deep domain knowledge from prestigious organizations like Citibank, Airtel and Vodafone. With extensive experience across the Banking, Telecom, and ITES...

OverviewThe Surveillance team consists of analysts and compliance officers located in Hong Kong, Singapore, Bangalore, Mumbai, and Tokyo. The person in Hong Kong will represent the Surveillance functions with primary focus on surveillance monitoring and testing on E-Communications and Voice.Key Responsibilities:Conducting communication surveillance across...

DetServes as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

DetServes as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Job DescriptionRole DescriptionThe Compliance Surveillance function at Deutsche Bank is a global function that focuses on post-event detection of market manipulation, insider trading, and other risks defined by established DB standards and regulatory requirements.Key ResponsibilitiesConduct daily surveillance of trade data to detect potential...

About the RoleThe Communication Surveillance Compliance Officer is an exciting opportunity for professionals looking to make a meaningful impact in the banking industry. This role requires a unique blend of technical skills, analytical thinking, and excellent communication abilities. The ideal candidate will possess a strong understanding of regulatory...

Serves as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

Job DescriptionAs a key member of the Crédit Agricole CIB team, the Communication Surveillance Compliance Officer plays a crucial role in ensuring the bank's compliance with regulatory requirements. The incumbent will be responsible for implementing and monitoring communication surveillance across all business lines, providing input for the design of new...

Job DescriptionAbout UsAt Deutsche Bank, we strive for a culture that empowers us to excel together every day. We believe in acting responsibly, thinking commercially, taking initiative, and working collaboratively.Job SummaryThis role involves working closely with colleagues to support the Germany region in our Compliance Surveillance function.Key...

Nuvama Group is seeking a Trade Surveillance & Compliance Professional to join our team. In this role, you will be responsible for ensuring compliance with SEBI (Prevention of Insider Trading) Regulations and overseeing related policies and processes.The ideal candidate will have a thorough knowledge of SEBI (Prevention of Insider Trading) Regulations and...

Job SummaryBosch India is hiring a seasoned professional to lead business development efforts for surveillance solutions in the provisional government sector across various states in India.Key ResponsibilitiesThe successful candidate will be responsible for developing and implementing business strategies, maintaining customer relationships, and collaborating...

Company OverviewRex is a pioneering financial institution committed to delivering cutting-edge solutions for the capital markets.Job DescriptionWe are seeking a skilled Trade Surveillance Officer to join our team. In this role, you will play a critical part in ensuring the integrity of our trading operations by identifying and mitigating potential risks.Key...

Responsibilities : The role has regional responsibility and will involve: Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with a specific focus on transactions for IBHK and IBSG.Communicate with clients on monitoring and surveillance-related matters.Reviewing and providing suggestions to...

About the JobWe are seeking an experienced Project Engineer to join our team at Johnson Controls. As a leading provider of building technology, software and services, we deliver innovative solutions that create safe, healthy and sustainable spaces.The successful candidate will have a strong background in managing the installation of fire alarm systems,...