Surveillance & Compliance Executive

Job Description:As a Compliance Risk Officer, you will be responsible for designing and implementing surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures. You will work collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of potentially anomalous...

Job DescriptionAs a key member of the Crédit Agricole CIB team, the Communication Surveillance Compliance Officer plays a crucial role in ensuring the bank's compliance with regulatory requirements. The incumbent will be responsible for implementing and monitoring communication surveillance across all business lines, providing input for the design of new...

Job DescriptionRegulatory Control Support - Compliance Surveillance - Analyst, ASPosition OverviewJob Title: Regulatory Control Support - Compliance Surveillance - AnalystCorporate Title: AssociateLocation: Mumbai, IndiaRole DescriptionThe Compliance Surveillance function at Deutsche Bank is a global function which focuses on the post-event detection of...

Job SummaryWe are seeking a highly skilled Surveillance and Risk Management Professional to join our team at Citigroup. As a key member of the ICRM Global Surveillance platform, you will be responsible for designing, implementing, and overseeing surveillance scenarios to detect behaviors that may violate regulatory rules or internal policies and...

Whether youre at the start of your career or looking to discover your next adventure your story begins here At Citi youll have the opportunity to expand your skills and make a difference at one of the worlds most global banks Were fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At **Citi** , you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and...

DetServes as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

DetServes as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Whether youre at the start of your career or looking to discover your next adventure your story begins here At Citi youll have the opportunity to expand your skills and make a difference at one of the worlds most global banks Were fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to...

Serves as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

Nuvama Group is seeking a Trade Surveillance & Compliance Professional to join our team. In this role, you will be responsible for ensuring compliance with SEBI (Prevention of Insider Trading) Regulations and overseeing related policies and processes.The ideal candidate will have a thorough knowledge of SEBI (Prevention of Insider Trading) Regulations and...

Job Overview:Citigroup is seeking a skilled Compliance Risk Officer to join their Surveillance team. As a member of this team, you will play a critical role in ensuring compliance with regulatory rules and internal policies. Your primary responsibility will be to design and implement effective surveillances to detect and prevent non-compliant behavior.Key...

Key ResponsibilitiesThe incumbent shall work within the CM&S area to implement and undertake monitoring of communications across all CACIB business lines. He/she will give input for the design of new communication monitoring strategies.Undertake communication monitoring using Voice and E-Communication monitoring tools to a high standard.Review all generated...

ABOUT THE COMPANY Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated payments,...

Job Summary:This is an exciting opportunity to join Citigroup's Surveillance team as a Compliance Risk Officer. In this role, you will play a vital part in maintaining the integrity of our operations and ensuring compliance with regulatory requirements. You will work closely with stakeholders across the organization to design and implement effective...

About the RoleAs a Communication Compliance Risk Officer, you will play a critical role in ensuring the integrity of our communication monitoring processes. Your primary responsibility will be to design and implement effective strategies for monitoring communications across all business lines, while providing input on the development of new tools and...

Job Description: Website- Dear Candidate, As per discussion, please find the below details. Name of the position : RMS ManagerExperience : Min. 8 yearsCTC : Good hike in current CTCQualification : Any GraduateLocation : Bigul,1904, The affairs building,Palm beach road Sector 17,Sanpada Navi mumbai,Pin- 40070. Roles and responsibilities : · Cross...

We are looking for a Head - Compliance and Risk to lead regulatory adherence, compliance and risk management at HDFC securitiesKey Responsibilities:Oversee market, credit and operational risk managementEnsure compliance with SEBI, Exchanges and PML guidelinesManage regulatory audits, inspections and reportingImplement surveillance mechanisms to detect fraud...

Compliance Assistant OpportunityWe're seeking a highly motivated and detail-oriented PMLA individual to join our team at our Kanjurmarg locationDesired Attribute:Must have work experience in PMLA Compliance for Capital Market/Broking for more than 3 yearsNISM Certified for Capital Market, SORM, and Equity Derivatives ModuleProficient in MS Office Word, Excel...

Payroll preparation, attendance amp; leave management, office time management Handling Statutory Compliances and compliance issues through consultants like PF, ESIC Issuing Offer Letters, Appointment Letters, Transfer Letters amp; Confirmation Letters. Induction and joining formalities. Taking Exit-Interview and Issuing Reliving letters amp; full and...