Trade Surveillance

Company OverviewRex is a pioneering financial institution committed to delivering cutting-edge solutions for the capital markets.Job DescriptionWe are seeking a skilled Trade Surveillance Officer to join our team. In this role, you will play a critical part in ensuring the integrity of our trading operations by identifying and mitigating potential risks.Key...

DetServes as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

DetServes as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

Job Overview:Citigroup is seeking a skilled Compliance Risk Officer to join their Surveillance team. As a member of this team, you will play a critical role in ensuring compliance with regulatory rules and internal policies. Your primary responsibility will be to design and implement effective surveillances to detect and prevent non-compliant behavior.Key...

Serves as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

Job Description:As a Compliance Risk Officer, you will be responsible for designing and implementing surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures. You will work collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of potentially anomalous...

Job DescriptionRegulatory Control Support - Compliance Surveillance - Analyst, ASPosition OverviewJob Title: Regulatory Control Support - Compliance Surveillance - AnalystCorporate Title: AssociateLocation: Mumbai, IndiaRole DescriptionThe Compliance Surveillance function at Deutsche Bank is a global function which focuses on the post-event detection of...

About the JobWe are seeking an experienced Trading Terminal Administrator to join our team. The successful candidate will be responsible for managing trading terminal and investor client activation and deactivation, resolving day-to-day queries, and monitoring additional surveillance margin, ASM, and reporting to HOD.

Whether youre at the start of your career or looking to discover your next adventure your story begins here At Citi youll have the opportunity to expand your skills and make a difference at one of the worlds most global banks Were fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to...

Job Description: Website- Dear Candidate, As per discussion, please find the below details. Name of the position : RMS ManagerExperience : Min. 8 yearsCTC : Good hike in current CTCQualification : Any GraduateLocation : Bigul,1904, The affairs building,Palm beach road Sector 17,Sanpada Navi mumbai,Pin- 40070. Roles and responsibilities : · Cross...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At **Citi** , you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and...

ABOUT THE COMPANY Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated payments,...

Whether youre at the start of your career or looking to discover your next adventure your story begins here At Citi youll have the opportunity to expand your skills and make a difference at one of the worlds most global banks Were fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to...

Job descriptionThe role is responsible for ensuring compliance with SEBI (Prevention of Insider Trading) Regulations and overseeing related policies and processes for a listed company and SEBI registered intermediary. The individual will draft, update, and disseminate policies and FAQs, manage the approval system for employee trading, and address employee...

About the RoleWe are looking for a highly skilled Risk Management Specialist Lead to join our team and lead our equity derivatives trading risk management initiatives.The successful candidate will have a deep understanding of equity derivatives risk management, quantitative analysis, and trading infrastructure, as well as a strong grasp of Indian regulatory...

Job Summary:This is an exciting opportunity to join Citigroup's Surveillance team as a Compliance Risk Officer. In this role, you will play a vital part in maintaining the integrity of our operations and ensuring compliance with regulatory requirements. You will work closely with stakeholders across the organization to design and implement effective...

Job Title - Regulatory Control AnalystLocation - Mumbai, IndiaRole Description :- The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. - Given the increasing regulatory scrutiny and the need...

Company OverviewRex is a leading financial institution dedicated to providing innovative solutions for the capital markets.Job DescriptionWe are seeking an experienced Risk Management Specialist to join our team. As a key member of our risk management department, you will be responsible for overseeing all aspects of trade surveillance and risk assessment...

Nerve Solutions OverviewThe company Nerve Solutions specializes in developing proprietary risk and surveillance products, as well as financial technology solutions like low latency trading applications, financial risk management tools, communication engines using sockets, algorithmic trading systems, and automation of other financial products. As a key...

Job Title: Consultant [Regulatory & Surveillance] Job Location: Maharashtra Job Location Type: Hybrid Job Contract Type: Full-time Job Seniority Level: Mid-Senior level Regulatory & SurveillanceThis role is to work on an in-house developed Regulatory & Surveillance platform in Investment Banking Technology as a Business Analyst. This role is based in...