Compliance Surveillance Expert

About the RoleThis exciting opportunity exists within our Regulatory Control team, responsible for establishing and maintaining control frameworks designed to manage regulatory monitoring, surveillance, employee compliance, transaction monitoring, and client screening. As a key member of this team, you will play a vital role in ensuring operational...

Job SummaryWe are seeking a skilled Regulatory Control Support Compliance Surveillance professional to join our team at Deutsche Bank. As a key member of our Surveillance team, you will be responsible for conducting daily surveillance on trade data to detect potential breaches, such as insider trading and market manipulative actions.Your Key...

Job OverviewThe role of a Regulatory Control Analyst at Deutsche Bank involves conducting Communication Surveillance, E-comms and Voice for APAC. This is an internal only job title based on promotions within the company.Key Responsibilities* Conduct Communication Surveillance, E-comms and Voice for APAC* Respond to escalations and referrals from Lexicon...

Citigroup is a leading global bank that provides financial services to individuals, corporations, and governments. As a Risk Management Specialist in our Compliance and Control department, you will play a critical role in identifying and mitigating risks associated with our business activities.About the RoleAs a Risk Management Specialist, you will be...

Citigroup, a leading global bank, seeks a skilled Compliance Surveillance Officer to join its team in Mumbai. As a key member of the Global Legal Affairs and Compliance (GLAC) division, you will play a vital role in ensuring the firm's compliance with regulatory rules and internal policies.The ideal candidate will have previous experience in compliance risk...

Job OverviewWe are seeking a highly skilled Regulatory Control Support Compliance Surveillance professional to join our team at Deutsche Bank.About the RoleThe successful candidate will be responsible for conducting daily surveillance on trade data to detect potential breaches, such as insider trading and market manipulative actions. They will also perform...

Job Description- Conduct daily surveillance - primarily on trade data - to detect potential breaches such as insider trading, market manipulative actions.- Perform research and investigations within defined service levels to identify the reason for potential violations.- Document research results and escalate violations and/or suspicious activity according...

Whether youre at the start of your career or looking to discover your next adventure your story begins here At Citi youll have the opportunity to expand your skills and make a difference at one of the worlds most global banks Were fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to...

Job Title: Chief Surveillance OfficerLocation: Kanjurmarg, MumbaiDepartment: Risk & Surveillance Key Responsibilities:Surveillance Systems & Monitoring: Lead the development, implementation, and management of the surveillance infrastructure to monitor market activities and detect any suspicious trades or fraudulent behaviour. Also ensure that surveillance...

**Role Overview**We are looking for a highly motivated and detail-oriented Regulatory Control Analyst to join our APAC Surveillance team in Mumbai, India. As a key member of the team, you will be responsible for conducting communication surveillance, responding to escalations, and preparing MIS reports.**Key Responsibilities:**Conduct Communication...

About the Role:We are seeking a highly skilled AML FIU Surveillance Analyst to join our team. The successful candidate will be responsible for monitoring and analyzing cashiering transactions by IBKR clients in the Asia Pacific region, with a focus on transactions for IBHK and IBSG.Main Responsibilities:Monitoring and surveillance of cashiering...

About UsWe are Deutsche Bank, a leading global financial institution that strives for a culture where we are empowered to excel together every day. We believe in acting responsibly, thinking commercially, taking initiative, and working collaboratively. Our teams share and celebrate the successes of our people, and we welcome applications from all individuals...

Job Summary: The ideal candidate will have previous relevant experience in compliance risk analysis and surveillance. You will assist team members with reviewing and analyzing surveillance alerts and reports, properly documenting reviews and dispositions, and escalating matters as needed. Additionally, you will gather and analyze trade data to support the...

Company OverviewTopGear Consultants Private Limited is a leading provider of market surveillance and risk management solutions. Our team of experts works closely with clients to identify potential risks and opportunities in the market.Job DescriptionWe are seeking an experienced Market Surveillance Specialist to join our team. In this role, you will be...

We are seeking a seasoned Sr. Associate, Testing And Surveillance to join our compliance team at Ares Wealth Management Solutions. In this role, you will be responsible for performing and overseeing ongoing compliance testing, identifying compliance risks, and recommending corrective actions.Your responsibilities will include:Performing and overseeing...

Citi's Global Legal Affairs and Compliance (GLAC) division is seeking a Risk Analyst to join its Surveillance team in Mumbai. As a key member of the team, you will play a vital role in identifying and mitigating compliance risks associated with the firm's business activities.The ideal candidate will have a strong understanding of compliance laws,...

About the RoleThis exciting opportunity involves working as an FIU Surveillance Analyst in our dynamic team. The successful candidate will be responsible for reviewing and analyzing cashiering activities of clients in the Asia Pacific region, ensuring compliance with AML CTF rules. We are looking for someone with strong analytical and problem-solving skills,...

About the Job:HireGenie | Finance Recruitment Expert is seeking an experienced Senior Accountant to manage financial operations and ensure compliance. The ideal candidate will have strong knowledge of accounting principles, excellent analytical skills, and the ability to work independently.Responsibilities:Preparation of financial statements and tax...

About UsMorningstar DBRS is a leading provider of independent rating services and opinions for corporate and sovereign entities, financial institutions, and project and structured finance instruments globally. We empower investor success by bringing more transparency and a much-needed diversity of opinion in the credit rating industry.As a Surveillance...

ABOUT THE COMPANY Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated payments,...