Associate - Trade Surveillance

About BNP Paribas India Solutions: Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and...

Company OverviewRex is a pioneering financial institution committed to delivering cutting-edge solutions for the capital markets.Job DescriptionWe are seeking a skilled Trade Surveillance Officer to join our team. In this role, you will play a critical part in ensuring the integrity of our trading operations by identifying and mitigating potential risks.Key...

Position Purpose The number of surveillance models that are being deployed for FOCS is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and surveillance...

Position PurposeThe number of surveillance models that are being deployed for FOCS is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and surveillance...

Position Purpose The number of surveillance models that are being deployed for FOCS is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and surveillance...

Position Purpose The number of surveillance models that are being deployed for FOCS is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and surveillance...

DetServes as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

DetServes as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

**- Review and analyses **trade surveillance** reports/ alerts, and sign off alert completion related to client trading activities - Investigation on irregularities and abnormal activities in trading pattern of client. - Drafting Suspicious Activity Reports-NSE, BSE and FIU (Financial Intelligence Unit) in line with Compliance regulations. - Analysis on...

Nuvama Group is seeking a Trade Surveillance & Compliance Professional to join our team. In this role, you will be responsible for ensuring compliance with SEBI (Prevention of Insider Trading) Regulations and overseeing related policies and processes.The ideal candidate will have a thorough knowledge of SEBI (Prevention of Insider Trading) Regulations and...

**Opening with a leading AMC client.** **Role**:Trade& DP Surveillance** **Location**:Lower Parel, Mumbai.** **Key responsibilities and duties** - Daily assessment and closure of alerts (DP, exchange and in-house) generated for potential suspicious activity. - Ensure timely, efficient reporting of suspicious transactions to law enforcement agencies and...

RoleAssistant Manager - Surveillance QualificationCA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/ universities. - LocationMumbai Experience3+yrs of experience - Monitor of shareholding limits for listed MIIs (Stock Exchanges & Depository). - Monitoring of Debt Investment by Foreign Portfolio Investors. -...

Serves as a compliance risk officer for Independent Compliance Risk Management ICRM s Surveillance team responsible for the design implementation and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures When potentially anomalous behavior is detected the team is...

Job DescriptionRegulatory Control Support - Compliance Surveillance - Analyst, ASPosition OverviewJob Title: Regulatory Control Support - Compliance Surveillance - AnalystCorporate Title: AssociateLocation: Mumbai, IndiaRole DescriptionThe Compliance Surveillance function at Deutsche Bank is a global function which focuses on the post-event detection of...

Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

**Business Supervisory Office - Surveillance and BSO Data/Admin support**: **Job ID**:R0360993**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-11-28**Location**:Mumbai**Position Overview**: **Job Title**:Business Supervisory Office - Surveillance and BSO Data/Admin support** **Corporate Title: Associate** **Location: Mumbai,...

**Trade support - Investment Bank - Mumbai**: - From 2 to 4 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** **Primary Responsibilities (Day Job)**: - This role primarily focuses on Investment Management, with potential - future opportunity to cover other firm's businesses (e.g., institutional...

Job DescriptionAbout UsAt Deutsche Bank, we strive for a culture that empowers us to excel together every day. We believe in acting responsibly, thinking commercially, taking initiative, and working collaboratively.Job SummaryThis role involves working closely with colleagues to support the Germany region in our Compliance Surveillance function.Key...

About the JobWe are seeking an experienced Trading Terminal Administrator to join our team. The successful candidate will be responsible for managing trading terminal and investor client activation and deactivation, resolving day-to-day queries, and monitoring additional surveillance margin, ASM, and reporting to HOD.

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...