Compliance Surveillance Risk Analyst

Job Description: Serves as a compliance risk analyst for the Independent Compliance Risk Management (ICRM) Global Surveillance team responsible for the design, implementation, and oversight of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures.The ICRM Global Surveillance platform encompasses a...

At 12542 Citicorp Services India Private Limited, we are seeking a skilled Compliance Risk Surveillance Specialist to join our team. In this role, you will serve as a compliance risk analyst for our Surveillance team, responsible for the design, implementation, and oversight of surveillances to detect behaviors that may violate regulatory rules or internal...

Serves as a key member of the Independent Compliance Risk Management (ICRM) Surveillance team, responsible for designing, implementing, and overseeing a suite of surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team collaborates with partners across...

Serves as a regulatory risk expert for Citicorp Services India Private Limited's Compliance Surveillance team responsible for designing, implementing, and overseeing a suite of surveillances aimed at detecting behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

About the RoleApollo Global Management, Inc. is seeking a highly skilled Compliance Analyst to join its team. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements across its global investment platform.Key ResponsibilitiesConduct thorough reviews of electronic communications to identify...

At 12542 Citicorp Services India Private Limited, we're committed to empowering our employees to make a real impact.We're currently looking for a highly skilled Senior Risk Analyst to join our team in Mumbai. As a key member of our Compliance Analytics team, you'll play a critical role in analyzing and aggregating compliance risk across the franchise.Your...

At 12542 Citicorp Services India Private Limited, we're committed to empowering our employees to make a difference in the world of finance. As a Compliance Surveillance Metrics Reporting Officer - Hybrid, you'll play a vital role in shaping our company's risk management strategy.Key Responsibilities:Analyze data to identify trends and patterns in compliance...

We are seeking a Compliance Risk Analyst to join our team at 12542 Citicorp Services India Private Limited, focusing on emerging risks in the compliance department.As a Compliance Risk Analyst, you will be responsible for assessing and monitoring compliance risks, developing and implementing effective risk mitigation strategies, and ensuring adherence to...

Role OverviewApollo Global Management, Inc. is seeking a highly skilled Risk Compliance Analyst to join our team. As a Risk Compliance Analyst, you will be responsible for implementing and monitoring investment guideline compliance for various Funds, CLOs, and Separate Accounts managed by Apollo.Key Responsibilities:• Assist in drafting, maintaining, and...

About This RoleApollo Global Management, Inc. is seeking a skilled Compliance Analyst to join our team. In this role, you will play a critical part in ensuring our global investment platform operates within regulatory guidelines.Key ResponsibilitiesAs a Compliance Analyst, you will work closely with our Compliance team to:Conduct timely reviews of electronic...

Job Summary:Citi is seeking a highly skilled Compliance Risk Analyst to join our team. As a key member of our Compliance Independent Assessment (CIA) team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.Key Responsibilities:Develop and implement compliance monitoring/testing programs...

About Apollo Global ManagementApollo Global Management, Inc. is a high-growth, global alternative asset manager that seeks to provide its clients with excess return at every point along the risk-reward spectrum from investment grade to private equity.The firm has a fully integrated platform and focuses on three investing strategies: yield, hybrid, and...

Job Title:Compliance Analytics Intermediate AnalystJob Summary:Utility and compliance risk management are key to business success. As a Compliance Analytics Intermediate Analyst, you will be responsible for analyzing and aggregating compliance risk for the franchise, establishing key measurement methods for the assessment of Compliance Risk within the...

Job Title: Specialist, Transaction SurveillanceDBS Bank is seeking a highly skilled Specialist, Transaction Surveillance to join our team in Legal, Compliance & Secretariat. As a key member of our team, you will be responsible for ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital.Key...

Compliance Risk Monitoring at CitiCiti is a global bank with a strong commitment to compliance and risk management. We are seeking a skilled Compliance Risk Monitoring Analyst to join our team.Key Responsibilities:Develop and implement compliance monitoring programs to identify and mitigate risks.Conduct regular reviews and assessments of compliance controls...

Job Title: AML Surveillance SpecialistDBS Bank is seeking a highly skilled AML Surveillance Specialist to join our team. As a key member of our Compliance and Risk Management department, you will be responsible for monitoring and analyzing alerts generated by our AML monitoring system.Key Responsibilities:Timely monitoring of alerts generated by AML...

Job DescriptionThe Compliance Department at 9478 Deutsche India Private Limited plays a critical role in protecting the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting a culture of Compliance.The position of Regulatory Control Senior Advisor is based in Mumbai and requires the...

Job DescriptionAbout Paytm Money LimitedPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. The company aims to provide a simplified user experience and enable users to start their investment journey with zero paperwork,...

Risk and Compliance Business Lead AnalystCiticorp Services India Private Limited is seeking a Risk and Compliance Business Lead Analyst to join its team. This role is responsible for contributing to the governance and facilitation of the execution of the Manager Control Assessment (MCA) as required by the MCA Standard.The ideal candidate will have 10+ years...

Serves as a senior compliance risk analyst for Independent Compliance Risk Management's (ICRM) Compliance Independent Assessment (CIA) team, responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The CIA Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks to assess the...