Associate, Compliance
3 months ago
Description
Primary functions and responsibilities
The Analyst will play a significant role in execution and supervision of the Investor KYC Process in line with AML-CTF Program requirements, inclusive of jurisdictional requirements and third-party fund administrator guidelines. The Analyst will be primarily responsible for review and analysis of investor KYC documentation and screening results, with additional involvement in investor KYC remediation in accordance with relevant jurisdictional requirements.
Specific responsibilities will include but are not limited to:
Qualifications
Education :
Bachelor’s DegreeExperience Required:
3-6 years of relevant financial services compliance experience; previous AML-CTF responsibilities a plus preferred Proficient in Microsoft Office Suite.General Requirements:
Strong attention to detail, highly organized and process-driven; high accuracy A self-directed individual with a can-do attitude, willing to work in an energetic, collaborative, and fast-paced environment, proactive in nature, and a proven ability to resolve issues with minimal supervision Self-starter with strong time management and prioritization skills; ability to work under tight deadlines in a fast-paced environment; results and solutions-oriented Ability to successfully manage multiple complex, time sensitive priorities and competing demands with multiple stakeholders by leveraging a hands-on approach Proven outstanding communication (written and verbal), presentation, documentation, and interpersonal skills Strong sense of ownership and accountability; demonstrates sound judgment and decision-making Good judgment in terms of escalating issues vs. solving problems independently Ability to be flexible in terms of hours to coordinate with team members across various time zones Dependable, great attitude, highly motivated and a team playerReporting Relationships
Associate Vice President, ComplianceThere is no set deadline to apply for this job opportunity. Applications will be accepted on an ongoing basis until the search is no longer active.
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