Compliance Associate

2 weeks ago

Mumbai Metropolitan Region, India Artha Group Full time
About Artha Group
Artha Group is a distinguished player in the global investment landscape, managing over ₹1,000 crores in assets under management (AUM). Our diverse portfolio spans 120+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a unique self-sustaining investment model that reinvests returns from high-yielding renewable energy assets into high-potential startups. With a focus on sectors such as B2B SaaS, FinTech, and space tech, we are actively expanding our global footprint, leveraging offshore structures to explore new opportunities worldwide.
Role Overview
Artha Group is seeking a highly detail-oriented and experienced Associate - Compliance to ensure compliance with all regulatory frameworks pertaining to our SEBI-registered Alternative Investment Fund (AIF). The ideal candidate will be responsible for managing and overseeing compliance procedures related to both investments made and investments taken by the fund. The role requires a strong understanding of compliance requirements specific to venture capital funds, including SEBI regulations, fund documentation, and financial disclosures.
This individual will maintain a detailed compliance calendar, ensuring the timely submission of all necessary filings and reports, and collaborate with internal teams to ensure alignment with legal and regulatory requirements. A Company Secretary (CS) certification is mandatory for this role.
Key Responsibilities
  • Compliance Management for Venture Capital Fund:
  • Ensure full compliance with SEBI (Securities and Exchange Board of India) regulations governing the operations of an AIF (Alternative Investment Fund), including investment compliance.
  • Maintain and update compliance procedures for all investment activities—both incoming (capital raised) and outgoing (investments made).
  • Review, manage, and maintain statutory documentation related to the fund, ensuring all records are accurate and up to date.
  • Compliance Calendar and Regulatory Filings:
  • Develop and manage a comprehensive compliance calendar that tracks all regulatory filing deadlines (annual, quarterly, monthly, and weekly).
  • Prepare and submit all mandatory reports, including those related to fund performance, investor communication, financial reporting, and compliance disclosures.
  • Ensure timely filing of statutory forms, SEBI filings, and other regulatory submissions as required by law.
  • Internal Coordination and Audit Support:
  • Collaborate with internal teams, including legal, finance, and operations, to ensure all processes align with regulatory requirements.
  • Assist in preparing for internal and external audits by providing all necessary documentation and supporting materials.
  • Conduct periodic internal reviews to ensure all compliance policies are properly implemented and followed by all teams.
  • Compliance Reporting and Documentation:
  • Provide regular updates to senior management on compliance activities and report any potential compliance risks or issues.
  • Maintain comprehensive records of all compliance activities, including regulatory filings, approvals, and other essential documents.
  • Ensure that all compliance policies are documented, communicated, and adhered to within the organization.
  • Risk Management:
  • Identify potential regulatory or compliance risks associated with investments, transactions, and fund operations, and suggest appropriate mitigating actions.
  • Proactively monitor changes in SEBI and other regulatory frameworks that may impact the venture capital fund, and ensure timely adaptation to new regulations.
Requirements
  • Must be a Company Secretary (CS) with experience in managing compliance for a venture capital fund or financial institution.
  • 3-5 years of experience in compliance management, preferably within the venture capital, private equity, or investment management sectors.
  • Strong understanding of SEBI regulations and compliance frameworks applicable to AIFs (Alternative Investment Funds).
  • Demonstrated ability to manage and maintain a compliance calendar, ensuring the timely filing of all regulatory reports and disclosures.
  • Excellent organizational and communication skills, with the ability to collaborate effectively across teams.
  • Proficiency in compliance software and familiarity with the legal aspects of fund management.
Compensation And Benefits
  • Competitive annual salary of ₹21,00,000, with ₹18,00,000 paid monthly and a retention bonus of ₹3,00,000 paid at the end of the year.
  • An opportunity to work with one of the most dynamic venture capital firms in India, contributing to thought leadership in the startup and financial ecosystems.
  • Opportunities for professional growth and leadership development within the organization.

  • Compliance Associate

    2 weeks ago

    Mumbai Metropolitan Region, India Artha Group Full time

    About Artha GroupArtha Group is a distinguished player in the global investment landscape, managing over ₹1,000 crores in assets under management (AUM). Our diverse portfolio spans 120+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...

  • Associate - PF Compliance

    1 week ago

    Mumbai Metropolitan Region, India Aspire For Her Full time

    Aspire For Her is excited to present the following opportunity with one of our esteemed partners. Please find the details below:Job Description Job Title Associate - PF ComplianceLevel AssociateDepartment PF ComplianceExperience 2 to 6 years of related experienceLocation BandraQualification Graduate/ Post GraduatePrimary Responsibility• Adhere and comply...

  • Associate - PF Compliance

    1 week ago

    Mumbai Metropolitan Region, India Aspire For Her Full time

    Aspire For Her is excited to present the following opportunity with one of our esteemed partners. Please find the details below: Job Description Job Title Associate - PF Compliance Level Associate Department PF Compliance Experience 2 to 6 years of related experience Location Bandra Qualification Graduate/ Post Graduate Primary Responsibility •...

  • Compliance Associate

    4 weeks ago

    Mumbai, Maharashtra, India Ares Management Corporation Full time

    DescriptionPrimary Responsibilities and Key DeliverablesThe Compliance Associate will be responsible for supporting the administration of Corporate Compliance policies, including Code of Ethics and Conduct and Anti-Corruption policies. Key responsibilities include responding to inquiries related to gifts & entertainment, screening lists of invitees to...

  • Compliance Officer for Venture Capital Fund Management

    2 weeks ago

    Mumbai Metropolitan Region, India Artha Group Full time

    About Artha GroupArtha Group is a leading investment firm with a strong presence in the global market, managing over ₹1,000 crores in assets under management. Our diverse portfolio includes 120+ startups, with 32+ successful exits, and 10+ renewable energy projects. We operate a unique self-sustaining investment model that reinvests returns from...

  • Associate/ Senior Associate – Payroll Operations

    1 week ago

    Mumbai Metropolitan Region, India Aspire For Her Full time

    Aspire For Her is excited to present the following opportunity with one of our esteemed partners. Please find the details below:Job Description – Associate/ Senior Associate – Payroll OperationsPayroll Operations will include end to end to payroll processing, reimbursement processing, auditproof checking, filling TDS returns. Coordinating with Client...

  • Associate/ Senior Associate – Payroll Operations

    1 week ago

    Mumbai Metropolitan Region, India Aspire For Her Full time

    Aspire For Her is excited to present the following opportunity with one of our esteemed partners. Please find the details below: Job Description – Associate/ Senior Associate – Payroll Operations Payroll Operations will include end to end to payroll processing, reimbursement processing, audit proof checking, filling TDS returns. Coordinating with Client...

  • Compliance Associate

    1 month ago

    Mumbai, Maharashtra, India Ares Management Corporation Full time

    Job SummaryThe Compliance Associate will support the administration of Corporate Compliance policies, including Code of Ethics and Conduct and Anti-Corruption policies. This role will also involve responding to inquiries related to gifts and entertainment, and screening lists of invitees to Ares-sponsored events.Key ResponsibilitiesSupport the administration...

  • Compliance Associate

    4 weeks ago

    Mumbai, Maharashtra, India TIAA Full time

    Job DescriptionAs a member of the Compliance Regulatory Reporting (CRR) Team at TIAA, the Compliance Associate will play a key role in supporting the firm's regulatory compliance program.ResponsibilitiesMonitor and analyze enterprise-wide equity positions.Maintain internal 'Foreign Hot List' of reportable positions.Determine holdings database data integrity...

  • Compliance Associate

    1 month ago

    Mumbai, Maharashtra, India Third Bridge Full time

    Compliance Associate Job DescriptionThird Bridge is seeking a highly organized and detail-oriented Compliance Associate to join our Third Bridge Connections Compliance team in Mumbai. As a key member of our compliance team, you will play a crucial role in ensuring the company's compliance with internal policies, client-specific processes, and applicable...

  • Compliance Associate

    3 weeks ago

    Mumbai, Maharashtra, India Ares Management Corporation Full time

    Job Title: Compliance AssociateJob Summary:We are seeking a highly motivated Compliance Associate to join our team at Ares Management Corporation. The ideal candidate will have a strong understanding of regulatory requirements and experience in implementing compliance programs.Key Responsibilities:- Support the administration of Corporate Compliance...

  • Compliance Associate

    4 weeks ago

    Mumbai, Maharashtra, India TIAA Full time

    Job SummaryThe Compliance Associate will be responsible for supporting the firm's regulatory compliance program. This includes facilitating compliance with US and non-US reporting obligations to regulatory bodies arising from Nuveen's ownership interest in equity and related securities. The Compliance Associate will monitor enterprise-wide restricted and...

  • Strategic Business Development Associate

    2 weeks ago

    Navi Mumbai, Maharashtra, India Excis Compliance Full time

    About Excis ComplianceExcis Compliance is a leading organization dedicated to delivering exceptional services and solutions in the field of compliance. We are committed to helping businesses navigate complex regulatory environments and achieve their goals.Job SummaryWe are seeking an experienced Strategic Business Development Associate to join our team. This...

  • Senior Associate

    19 hours ago

    Mumbai Metropolitan Region, India Treelife Full time

    Experience the thrill of managing finance and accounts operations for multiple startup clients as a Senior Associate at Treelife. $90,000 - $120,000 per annumAbout the RoleWe are seeking an experienced Qualified Chartered Accountant to join our team as a Senior Associate - VCFO. The ideal candidate will have 5-10 years of experience in managing finance and...

  • Compliance Associate

    4 weeks ago

    Mumbai, Maharashtra, India Vivriti Capital Full time

    Key Responsibilities:As a Compliance Associate at Vivriti Capital, you will be responsible for ensuring compliance with Companies Act and RBI regulations for all group companies. This includes monitoring changes in statutes and ensuring timely regulatory filings and applications.Key Performance Indicators:Compliance with regulatory requirementsTimely...

  • Guest Service Associate

    6 months ago

    Mumbai, Maharashtra, India MoSahay Associate Full time

    The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...

  • Compliance associate

    1 month ago

    Mumbai, India Artha Group Full time

    About Artha Group: Artha Group is a distinguished player in the global investment landscape, managing over ₹1,000 crores in assets under management (AUM). Our diverse portfolio spans 120+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we...

  • Compliance Associate

    1 month ago

    mumbai, India Artha Group Full time

    About Artha Group:Artha Group is a distinguished player in the global investment landscape, managing over ₹1,000 crores in assets under management (AUM). Our diverse portfolio spans 120+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a...

  • Compliance Associate

    4 weeks ago

    Mumbai, Maharashtra, India Beacon trusteeship limited Full time

    Job SummaryWe are seeking a talented Compliance Associate to join our team at Beacon Trusteeship Limited.Key ResponsibilitiesPrepare a compliance list required as per transactionsFollow-up and monitor pre and post compliance and covenants periodicallyWork on general compliance activities of the trustee transactionsPrepare and review various SEBI regulatory...

  • Compliance Associate

    1 month ago

    Mumbai, Maharashtra, India TIAA Full time

    Job Summary: We are seeking a highly skilled Compliance Associate to join our team at TIAA. The successful candidate will be responsible for assisting with the development and implementation of compliance programs, ensuring that all relevant laws, regulations, and policies are adhered to. This role will involve working closely with the Compliance Regulatory...