Compliance Associate

The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...

Associate - Compliance (Monitoring, Surveillance & Reporting) - IN The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues...

DescriptionPrimary Responsibilities and Key DeliverablesThe Compliance Associate will be responsible for supporting the administration of Corporate Compliance policies, including Code of Ethics and Conduct and Anti-Corruption policies. Key responsibilities include responding to inquiries related to gifts & entertainment, screening lists of invitees to...

Job SummaryThe Compliance Associate will play a significant role in the execution and supervision of the Investor KYC Process in line with AML-CTF Program requirements. This includes reviewing and analyzing investor KYC documentation and screening results, as well as involvement in investor KYC remediation in accordance with relevant jurisdictional...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

**Company Description** Company Overview** Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human...

Job Title: Compliance AssociateJoin TIAA Global Capabilities as a Compliance Associate and contribute to the success of our organization by ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Support compliance risk assessments to identify compliance issues, concerns, and deficiencies.Assist with investigations in...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

**Associate - Financial Crime Compliance**: **Location**: **Mumbai, Maharashtra** Category: **Compliance** Job Requisition #**:R245437** Date posted**:Sep. 05, 2024

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Job SummaryThe Compliance Associate will support the administration of Corporate Compliance policies, including Code of Ethics and Conduct and Anti-Corruption policies. This role will also involve responding to inquiries related to gifts and entertainment, and screening lists of invitees to Ares-sponsored events.Key ResponsibilitiesSupport the administration...

Job DescriptionAs a member of the Compliance Regulatory Reporting (CRR) Team at TIAA, the Compliance Associate will play a key role in supporting the firm's regulatory compliance program.ResponsibilitiesMonitor and analyze enterprise-wide equity positions.Maintain internal 'Foreign Hot List' of reportable positions.Determine holdings database data integrity...

Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

Compliance Associate Job DescriptionThird Bridge is seeking a highly organized and detail-oriented Compliance Associate to join our Third Bridge Connections Compliance team in Mumbai. As a key member of our compliance team, you will play a crucial role in ensuring the company's compliance with internal policies, client-specific processes, and applicable...

Job Title: Compliance AssociateJob Summary:We are seeking a highly motivated Compliance Associate to join our team at Ares Management Corporation. The ideal candidate will have a strong understanding of regulatory requirements and experience in implementing compliance programs.Key Responsibilities:- Support the administration of Corporate Compliance...

Job SummaryThe Compliance Associate will be responsible for supporting the firm's regulatory compliance program. This includes facilitating compliance with US and non-US reporting obligations to regulatory bodies arising from Nuveen's ownership interest in equity and related securities. The Compliance Associate will monitor enterprise-wide restricted and...

**Job Title: Information Security and Compliance Associate** **Education: Any Degree** **Location: Mumbai** **Experience: 0 -1 year** **Key Skills: ISMS, PIMS, CISA, ISO 27001:2022 LI/LA, ISO 27701:2019 LI / LA and PCI DSS** Information Security and Compliance Associate Reports to Sr. Director of Information Security. Information Security and Compliance...

Job Title: Compliance AssociateAs a Compliance Associate at TIAA, you will play a critical role in supporting the firm's regulatory compliance program. Your primary responsibility will be to facilitate compliance with US and non-US reporting obligations to regulatory bodies arising from Nuveen's ownership interest in equity and related securities.Key...

Susquehanna International Group (SIG) is a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. **What we're looking for** If you join us, you will: - Support trading activity...