Associate Compliance-regulatory Relationship

5 months ago


Mumbai Maharashtra, India IDFC FIRST Bank Full time

**Job Title**:
Associate Compliance

**Function/ Department**:
Compliance

**Job Purpose**:
The role entails the responsibility to support Compliance Manager in ensuring bank's policies and procedures comply with regulatory and ethical standards.

**Roles & Responsibilities**:
Support all business operations relating to compliance including policies, investments, and procedures

Monitor control systems to deal with violations of legal rules and internal policies

Regularly assess the efficiency of control systems and recommend effective improvements

Assist in performing periodic audits on company procedures and processes, maintain and organize compliance records

Implement compliance checklists, manuals and other regulatory documentation

Prepare compliance reports by collecting, analyzing, and summarizing information

Keep other departments abreast of requirements by researching regulatory and filing information; writing and communicating guidelines

Support investigations when possible non-compliance takes place within the bank

Facilitate employee training sessions on legal and compliance issues

Respond to all compliance queries, maintain effective relationships with other departments

Leverage in-house synergies through collaboration with internal stakeholders

Keep abreast of regulatory developments within or outside of the bank as well as evolving best practices in compliance control

**Educational Qualifications**:
**Graduation**: Any Graduation

**Experience**:
Minimum of 3+ Years in Compliance


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