Compl Aml Execution Anlyst 1

6 months ago

Mumbai Maharashtra, India Citi Full time

**Excited to grow your career?**

We value our talented employees, and whenever possible strive to help one of our associates grow professionally before recruiting new talent to our open positions. If you think the open position you see is right for you, we encourage you to apply

Our people make all the difference in our success.

The Foreign Correspondent Banking (FCB) Due Diligence Analyst is responsible for performing KYC and risk reviews in coordination with the broader Global Enhanced Due Diligence (GEDD) unit. The overall objective is to utilize in-depth AML knowledge to review, analyze and conduct effective due diligence and investigations on high risk FCB clients that may be a potential risk to Citi. This role provides someone who is interested in compliance within the banking sector with the opportunity to start their career in a global team based in APAC. The FCB AML team is part of the second line of defense and is charged with supporting Citi's business partners in mitigating reputational risk as well as money laundering and terrorist financing risks.

**Responsibilities**:

- Conduct investigations and research on Citi's high risk FCB clients using various internal and external systems and databases.
- Conduct Cross Sector reviews among multiple Citi business lines. Document the review/investigation findings and upload case files with the required supporting documentation to Citi's KYC platform.
- Summarize & analyze in writing, clear and concise findings of the investigation Escalate potential risks/red flags to senior management and provide recommendations on the next course of action (i.e. further investigation, relationship termination etc.)
- Assist various AML teams with managing risks by analyzing the root cause of issues and impact to business.
- Work closely with Citi's Risk Evaluation Management (REM), AML Program Assessment (AML PA) & Periodic Transaction Review (PTR) teams to ensure compliance with applicable laws, rules and regulations, adhering to Policy, conduct and business practices, and escalating, managing and reporting control issues with transparency.
- Assist Citi's global AML unit with respect to internal audit & regulatory findings, including assisting on Corrective Action Plans (CAPs).

**Qualifications**:

- 0-1 year of Knowledge on AML regulations/ACAMS qualification preferred
- Proficient in MS Office
- Excellent verbal and written communication skills
- Strong interpersonal skills
- Demonstrated analytical and organizational skills
- Bachelor’s/University degree or equivalent experience

**Language Expertise**: Excellent oral and written communication skills in English.

This Job Description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required
- **Job Family Group**:
Compliance and Control
- **Job Family**:
AML Execution
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

View the "**EEO is the Law**" poster. View the **EEO is the Law Supplement**.

View the **EEO Policy Statement**.

View the **Pay Transparency Posting

  • Officer (Compl Aml Execution Anlyst 2)

    6 months ago

    Mumbai, Maharashtra, India Citi Full time

    The Execution Analyst 2 is an intermediate position responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to utilize in-depth AML knowledge to review, analyze and conduct effective due diligence and investigations on higher risk cases that may be a potential risk to...

  • Team Member

    4 months ago

    Mumbai, Maharashtra, India Kotak Mahindra Full time

    **Job role - Team Member -AML Cell - Compliance** As an Anti-Money Laundering (AML) team member you would be responsible for identifying and monitoring transactions in the accounts as per the PMLA provisions, KYC/AML/CFT guidelines issued by RBI from time to time. The role involves other key activities like: - Analysis of red flags / alerts generated by...

  • Associate Director – AML

    2 months ago

    Mumbai, India PayU Full time

    Role Overview: • We are seeking a dynamic and experienced Associate Director/Director - AML to lead our Anti-Money Laundering AML) team. • The ideal candidate will have a strong background in financial crime prevention, regulatory compliance, and risk management, with the ability to develop and execute strategies to mitigate risk and ensure compliance...

  • AML Senior Analyst Position

    1 month ago

    Mumbai, Maharashtra, India Interactive Brokers Full time

    Job SummaryThis Senior Analyst AML role is responsible for performing functional testing, UAT testing, and quality control reviews. The ideal candidate will have a bachelor's or master's degree and 2-4 years of relevant experience in AML regulatory regimes.Key ResponsibilitiesDevelop and implement testing plans and test data collection.Analyze test results...

  • Associate Compliance

    4 months ago

    Pune, Maharashtra, India TIAA Full time

    Associate - Compliance (AML & Sanctions) - IN The role will be responsible to support enterprise-wide AML/BSA Program to ensure regulatory requirements are met, and to protect the institution from financial crimes risks. This individual is also responsible for supporting the AML target operating model by driving efficiency and effectiveness of the program...

  • AML Compliance Associate

    2 weeks ago

    Mumbai, Maharashtra, India Ares Management Corporation Full time

    About Ares Management CorporationAres Management Corporation is a global alternative investment manager dedicated to delivering innovative solutions and exceptional client experiences.Job Title: AML Compliance AssociateJob Summary:We are seeking a detail-oriented and proactive AML Compliance Associate to join our team. The successful candidate will play a...

  • Kyc/aml

    6 months ago

    Airoli, Navi Mumbai, Maharashtra, India Hird Full time

    ou will - Document, sort, pack, and ship customers while following its processes and procedures. - Document and reject non customer mail daily per our guidelines. - Monitor the flow of mail from our remote locations to our processing center(s) and investigate any disruptions, opening cases, contacting vendors, and submitting refunds/claims...

  • BIU:Business Analyst-Fraud

    6 months ago

    Mumbai, India Axis Bank Full time

    BIU:Business Analyst-Fraud & AML 0 - 1 Years 1 Opening Mumbai Role description To update Skills Excel

  • Vice President KYC/AML

    1 week ago

    Mumbai, India eClerx Full time

    Vice President - KYC/AMLLocation: eClerx, Airoli, Navi MumbaiRole/Responsibilities- Operations TeamInternal Designation- Program ManagerAbout Program:The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to engage in a risk compliant manner....

  • Team Member

    7 months ago

    Mumbai, India Kotak Mahindra Full time

    As a Trade Based Money Laundering (TBML) team member you would be responsible for identifying and monitoring transactions in the accounts as per the PMLA provisions, KYC/AML/CFT guidelines issued by RBI from time to time and FEMA regulations. The role involves other key activities like: - Analysis of red flags / alerts generated by AML system to identify...

  • Associate, Compliance

    3 months ago

    Mumbai, Maharashtra, India Ares Management Full time

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Nuveen Aml

    6 months ago

    Mumbai, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Vice President KYC/AML

    3 weeks ago

    Mumbai, India eClerx Full time

    Vice President - KYC/AMLLocation: eClerx, Airoli, Navi MumbaiRole/Responsibilities- Operations TeamInternal Designation- Program ManagerAbout Program:The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to engage in a risk compliant manner....

  • Vice president kyc/aml

    3 weeks ago

    Mumbai, India EClerx Full time

    Vice President - KYC/AMLLocation: e Clerx, Airoli, Navi MumbaiRole/Responsibilities- Operations TeamInternal Designation- Program ManagerAbout Program:The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to engage in a risk compliant manner....

  • High-Performance KYC/AML Operations Manager

    7 days ago

    Mumbai, Maharashtra, India eClerx Full time

    We are seeking a seasoned professional to lead our Know Your Customer (KYC) and Anti-Money Laundering (AML) operations. As a High-Performance KYC/AML Operations Manager, you will be responsible for overseeing the entire lifecycle of KYC processes, ensuring compliance with regulatory requirements, and driving process improvements.The ideal candidate will have...

  • Vice President KYC/AML

    3 weeks ago

    Mumbai, India eClerx Full time

    Vice President - KYC/AMLLocation: eClerx, Airoli, Navi MumbaiRole/Responsibilities- Operations TeamInternal Designation- Program ManagerAbout Program:The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to engage in a risk compliant manner....

  • Vice President KYC/AML

    3 weeks ago

    Mumbai, India eClerx Full time

    Vice President - KYC/AMLLocation: eClerx, Airoli, Navi MumbaiRole/Responsibilities- Operations TeamInternal Designation- Program ManagerAbout Program:The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to engage in a risk compliant manner....

  • Vice President KYC/AML

    3 weeks ago

    Mumbai, India eClerx Full time

    Vice President - KYC/AML Location: eClerx, Airoli, Navi Mumbai Role/Responsibilities- Operations Team Internal Designation- Program Manager About Program: The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to engage in a risk...

  • Vice President KYC/AML

    3 weeks ago

    Mumbai, India eClerx Full time

    Vice President - KYC/AML Location: eClerx, Airoli, Navi Mumbai Role/Responsibilities- Operations Team Internal Designation- Program Manager About Program: The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to engage in a risk compliant...

  • Asst vice president kyc/aml

    2 hours ago

    Mumbai, India EClerx Full time

    Asst Vice President - KYC/AML Location: e Clerx, Airoli, Navi Mumbai Role/Responsibilities- Operations Team Internal Designation- Associate Program Manager About Program: The KYC Lifecycle Team performs detailed KYC checks on new and existing clients to fulfil KYC & AML regulatory requirements in multiple jurisdictions, allowing our clients to...