
Secretarial Compliance
2 weeks ago
Job Description:
- Responsible for regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc.
- Manage all operational processes as per regulatory framework to ensure exchange compliance.
- Facilitate preparation & timely submission of various forms, reports, and other documents to Exchanges/Depositories.
- Ensuring timely operational reporting related to Exchanges and SEBI like daily margin reporting of clients, enhanced risk-based supervision, daily monitoring of client collaterals, daily margin statements, other periodic submissions, etc.
- Assisting in ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time.
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Secretarial & Compliance
2 weeks ago
Mumbai, Maharashtra, India Upman Placements Full time ₹ 6,00,000 - ₹ 12,00,000 per yearWe are looking for a motivated professional to join our Compliance team. The role includes handling secretarial and statutory compliance as per SEBI and Companies Act, 2013, while ensuring strong corporate governance and supporting Board/Committee meetings.Key Responsibilities:Prepare agendas, papers, and documents for Board/Committee/AGM meetings.Draft and...
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SM - Secretarial and Compliance
2 weeks ago
Mumbai, Maharashtra, India Avant Garde Full time ₹ 20,00,000 - ₹ 25,00,000 per yearLooking candidate from NBFC,BFSI, PSU sector. The candidate will oversee and remain responsible for end-to-end activities in Secretarial, Compliance and CSR functions. Candidate should be independently able to manage and lead the team of professionals and report to HoD (CS & Compliance Officer). Skill, Knowledge & Trainings: Expert knowledge and work...
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Secretarial and Compliance
1 week ago
Navi Mumbai, Maharashtra, India Upman Placements Full time ₹ 9,00,000 - ₹ 12,00,000 per yearRole & responsibilities :-1. Secretarial & Corporate Governance Responsibilities:Organize, coordinate, and prepare agendas for Board and Committee Meetings. Prepareand track filings with the Ministry of Corporate Affairs (MCA)Assist in the preparation of the Annual Report and MD&A (Management Discussion &Analysis). Maintain secretarial records and documents....
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Company Secretary and Compliance Officer
2 weeks ago
Mumbai, Maharashtra, India BlueStone Full time ₹ 12,00,000 - ₹ 36,00,000 per yearJob Description:Drive end-to-end secretarial reporting to the CFO Coordinating with investors and board members for board meetings, resolutions etc. Record, prepare and maintain minutes, registers and all statutory documents as required Manage and ensure all companies act and secretarial compliances. Coordinate with relevant internal and external...
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Senior Manager-Secretarial and Compliance
4 weeks ago
Mumbai, Maharashtra, India Vahura Full timeOur client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their 𝗠𝘂𝗺𝗯𝗮𝗶 office.An ideal candidate should have a PQE of 𝟱-𝟳 𝘆𝗲𝗮𝗿𝘀 and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances.Prior experience of working with an NBFC or a debt...
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PHI - Executive – Secretarial & Compliance
6 days ago
Mumbai, Maharashtra, India Prudential Plc Full time ₹ 2,00,000 - ₹ 6,00,000 per yearPrudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...
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Secretarial & Compliance Executive
1 week ago
Mumbai, Maharashtra, India Nesco Inc Full time ₹ 9,00,000 - ₹ 12,00,000 per yearRole & responsibilitiesManage, monitor and update the Legal Compliance Tool on a regular basis in closecoordination with PwC and Internal teams• Assist/ Explain/ the inputters, approvers and owners to navigate the tool for uploadingtheir respective compliances.• Track compliance deadlines, generate reminders/alerts and prepare...
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Secretary to Group Company Secretary
4 days ago
Mumbai, Maharashtra, India Mahindra & Mahindra Limited Full time ₹ 9,00,000 - ₹ 12,00,000 per yearResponsibilities & Key Deliverables As the Group Secretarial Secretary, you will play a pivotal role in supporting the Group Company Secretary and ensuring the seamless execution of secretarial and organizational tasks. This position requires professionalism, confidentiality, and a strong understanding of corporate governance practices.Administrative...
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Manager – Secretarial
1 week ago
Mumbai, Maharashtra, India Tata Steel Full time ₹ 1,20,000 - ₹ 1,80,000 per yearRole descriptionTo assist the Company Secretary and Chief Legal Officer and the Head Secretarial (Governance & Corporate Compliance) in ensuring timely compliance and monitoring for Tata Steel and its group companies and conducting Board & Committee meetings, it is proposed to appoint a resource at IL5 level (on contract) with necessary experience and...
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Mumbai, Maharashtra, India Green Leaf Consultants Kolkata Full time ₹ 9,00,000 - ₹ 12,00,000 per yearFocal point for compliance, secretarial and audit activities. Ensure compliance to mandatory guidelines, coordination with directors and other stakeholders and communication after analyzing the guidelines to ensure alignment of the strategies .