Senior Regulatory Compliance Specialist

4 days ago

Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,00,00,000 - ₹ 2,00,00,000

Job Overview:

We are seeking a highly motivated and detail-oriented Compliance Officer to oversee compliance, regulatory affairs, and risk management for our business operations in GIFT City.

The ideal candidate will have in-depth knowledge of IFSCA regulations, SEZ requirements, AML/CFT frameworks, and hands-on experience in managing compliance in capital markets or financial services.

Key Responsibilities:
  • Ensure strict compliance with IFSCA, SEZ, and exchange regulations
  • Develop, implement, and maintain compliance frameworks, SOPs, and internal policies
  • Monitor regulatory updates and guide the management team on implications and required actions
  • Prepare and file timely regulatory reports and returns with IFSCA, SEZ, Exchanges, and other authorities
  • Conduct regular compliance risk assessments, gap analysis, and internal audits
  • Oversee AML/CFT processes, KYC compliance, and client onboarding checks
  • Implement and monitor risk management practices in broking, distribution, and global access markets
  • Ensure operational activities align with compliance and regulatory requirements
  • Investigate compliance breaches, incidents, or irregularities and recommend corrective actions
  • Act as the compliance advisor for business teams, ensuring regulatory alignment in new products, services, and partnerships
  • Support business growth initiatives while maintaining robust compliance structures
  • Liaise with regulators, auditors, and external stakeholders on compliance matters
  • Train and educate staff on compliance policies, regulatory guidelines, and ethical practices
  • Draft and maintain policies, SOPs, compliance manuals, and governance notes
  • Maintain detailed compliance records, approvals, and audit trails
  • Prepare periodic compliance MIS reports and dashboards for senior management and regulators

Required Qualifications & Skills:

  • Postgraduate or professional degree in Finance, Law, Business Administration, or related fields
  • Professional certifications in compliance, governance, or risk management will be an added advantage
  • 5 - 9 years of experience in Capital Markets, Broking, Financial Services, or Distribution businesses
  • Proven track record in handling compliance and regulatory affairs in SEZ/GIFT City/IFSCA frameworks
  • Strong understanding of IFSCA regulations, AML/CFT guidelines, and SEZ compliance
  • Familiarity with broking operations, distribution models, and global access market workflows
  • Hands-on experience with compliance monitoring tools and regulatory reporting platforms
  • Strong leadership, decision-making, and team management skills
  • Excellent verbal and written communication skills
  • High integrity, attention to detail, and problem-solving ability
  • Ability to balance regulatory requirements with business needs

  • Regulatory Compliance Specialist

    1 week ago

    Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Regulatory Compliance SpecialistThe Regulatory Compliance Specialist plays a pivotal role in ensuring the organization operates within the framework of relevant regulations and laws.This senior managerial position oversees the implementation of regulatory frameworks, monitors adherence to IFSCA requirements, and ensures robust governance and risk management...

  • Regulatory Compliance Specialist

    5 days ago

    Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 36,00,000

    Job Title: Regulatory Compliance SpecialistA key managerial role responsible for ensuring operational compliance with regulatory frameworks. The position involves overseeing the implementation of governance and risk management practices, monitoring adherence to regulatory requirements, and ensuring robust compliance frameworks. The successful candidate will...

  • Regulatory Compliance Specialist

    1 week ago

    Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 21,60,000

    Job Opportunity:We are seeking a skilled Regulatory Compliance Specialist to ensure adherence to regulatory frameworks.About the Role:The successful candidate will be responsible for regulatory reporting, internal audits, AML/CFT compliance, coordination with stakeholders and reviewing legal agreements.Responsibilities:Stay updated with laws, regulations and...

  • Senior Regulatory Compliance Specialist

    1 week ago

    Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,04,000 - ₹ 1,30,878

    Compliance Specialist RoleWe are seeking an experienced Compliance Specialist to join our team. In this key managerial role, you will be responsible for ensuring the organization operates in full compliance with all relevant laws and regulations.The ideal candidate will have a strong understanding of regulatory frameworks and compliance processes in...

  • Senior Regulatory Compliance Specialist

    3 days ago

    Gandhinagar, Gujarat, India beBeeRegulatory Full time ₹ 10,00,000 - ₹ 18,00,000

    Compliance Officer Job OverviewWe are seeking a dedicated professional to ensure our financial solutions meet the highest standards of regulatory compliance.Key Responsibilities:Ensure adherence to regulations, particularly for Alternative Investment Funds (AIFs).Stay updated with the latest laws and guidelines issued by relevant authorities.Monitor...

  • Regulatory Compliance Specialist

    1 day ago

    Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Regulatory Compliance SpecialistThe purpose of this role is to oversee the entire lifecycle of regulatory compliance across our organization. This includes conducting comprehensive product audits, monitoring and implementing daily regulatory requirements, and ensuring adherence to regulatory standards.We are seeking an experienced Regulatory Reporting...

  • Regulatory Compliance Professional

    1 day ago

    Gandhinagar, Gujarat, India beBeeRegulatory Full time ₹ 10,00,000 - ₹ 15,00,000

    Compliance SpecialistWe are seeking a highly motivated Compliance Specialist to join our team. The successful candidate will be responsible for ensuring that all regulatory requirements are met and that our operations are conducted in accordance with the relevant laws and regulations.The ideal candidate will have a strong understanding of regulatory...

  • Chief Regulatory Compliance Specialist

    4 days ago

    Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 28,00,000

    Compliance Officer RoleThis role is responsible for ensuring adherence to regulatory requirements, internal policies, and compliance frameworks.The Compliance Officer will be accountable for monitoring and evaluating internal processes, coordinating regulatory approvals, and ensuring compliance with guidelines set by the relevant authorities.Develop,...

  • Independent Regulatory Compliance Officer

    4 days ago

    Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,50,00,000

    Compliance SpecialistJob Title: Compliance SpecialistAbout the Role:This role focuses on ensuring adherence to regulations, particularly for Alternative Investment Funds (AIFs). The position requires a qualified Company Secretary with a minimum of 5 years of experience in the securities market, with an LLB as an added advantage.Key Responsibilities:The ideal...

  • Regulatory Coordination and Compliance Specialist

    1 week ago

    Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Regulatory Coordination and Compliance SpecialistWe are seeking a seasoned professional to oversee regulatory coordination and compliance for our client.Key Responsibilities:Collaborate with local authorities to ensure smooth operationsCoordinate audits and implement compliance measuresMaintain internal communication to prevent...