Regulatory Compliance Specialist

23 hours ago


Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000
Regulatory Compliance Specialist

The purpose of this role is to oversee the entire lifecycle of regulatory compliance across our organization. This includes conducting comprehensive product audits, monitoring and implementing daily regulatory requirements, and ensuring adherence to regulatory standards.

We are seeking an experienced Regulatory Reporting professional with a strong background in banking and relevant regulatory knowledge. The ideal candidate will be responsible for preparing, reviewing, and submitting timely and accurate regulatory reports as per jurisdictional guidelines.

  1. Key Responsibilities:
  2. Conduct regular product audits and compliance checks to ensure adherence to regulatory standards.
  3. Monitor and implement daily regulatory requirements.
  4. Develop and maintain robust internal control frameworks for banking products.
  5. Implement and track regulatory circulars, with a specific focus on KYC-related guidelines.
  6. Prepare and submit regulatory reports as per jurisdictional guidelines.
  7. Review, validate, and reconcile data sources used for regulatory reporting, ensuring accuracy and completeness.
  8. Collaborate with internal teams to gather data and ensure accuracy in reports.
  9. Maintain strong documentation and audit trails for all submissions.
  10. Support in data submissions to compliance and regulators.

Requirements:

  • Qualifications: Graduate/Post-Graduate degree.
  • Skills: KYC guidelines, analysis skill, MS office & SQL skills.
  • Experience: Working experience in Banks for KYC / AML Onboarding and Management of Control tasks such Name Screening , Risk profile based Customer CDD / EDD, Consequence Management action and process enhancement.


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