Senior Regulatory Compliance Specialist

22 hours ago

Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,04,000 - ₹ 1,30,878
Compliance Specialist Role

We are seeking an experienced Compliance Specialist to join our team. In this key managerial role, you will be responsible for ensuring the organization operates in full compliance with all relevant laws and regulations.

The ideal candidate will have a strong understanding of regulatory frameworks and compliance processes in financial services. They will be able to develop and implement effective compliance programs, monitor adherence to regulatory requirements, and ensure robust governance and risk management practices.

This role is based in GIFT City, Gujarat, and requires a high level of integrity, professionalism, and commitment to ethical standards. The successful candidate will work closely with the Principal Officer to maintain regulatory integrity and safeguard the interests of investors and stakeholders.

Responsibilities:
  • Develop, implement, and monitor compliance policies, procedures, and internal controls to align with regulatory guidelines and the organization's operational framework.
  • Conduct regular compliance reviews and audits to ensure adherence to regulatory requirements.
  • Act as a key point of contact for regulatory bodies, facilitating inspections, inquiries, and submission of required reports and disclosures.
  • Monitor and report on regulatory changes, including updates proposed by regulatory bodies, and ensure timely adaptation of the organization's processes.
Requirements:
  • A professional qualification or post-graduate degree in finance, law, accountancy, business management, commerce, economics, capital market, banking, insurance, or actuarial science from a recognized university or institution.
  • A minimum of 5 years of experience in compliance-related fields, specifically in supervisory and managerial positions within the securities market or financial products.
  • Strong analytical skills with attention to detail in monitoring and reporting.
  • Excellent verbal and written communication skills for regulatory and stakeholder interactions.

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