
Regulatory Compliance Specialist
1 day ago
We are seeking a skilled Regulatory Compliance Specialist to ensure adherence to regulatory frameworks.
About the Role:The successful candidate will be responsible for regulatory reporting, internal audits, AML/CFT compliance, coordination with stakeholders and reviewing legal agreements.
Responsibilities:- Stay updated with laws, regulations and guidelines issued by SEBI and IFSCA.
- Prepare accurate and timely regulatory reports.
- Establish a system for ongoing monitoring of compliance activities.
- Conduct regular audits and assessments to identify areas of non-compliance or potential risks.
- Company Secretary + LLB (optional) having 5 years of experience in Securities Market.
- Excellent English verbal and drafting communication skills.
- Attention to detail and collaborative approach.
- Senior Management.
- Department Heads.
- SEBI, Depository, Stock Exchanges etc.
- Other departments etc.
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