Regulatory Compliance Specialist

1 day ago


Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 21,60,000
Job Opportunity:

We are seeking a skilled Regulatory Compliance Specialist to ensure adherence to regulatory frameworks.

About the Role:

The successful candidate will be responsible for regulatory reporting, internal audits, AML/CFT compliance, coordination with stakeholders and reviewing legal agreements.

Responsibilities:
  • Stay updated with laws, regulations and guidelines issued by SEBI and IFSCA.
  • Prepare accurate and timely regulatory reports.
  • Establish a system for ongoing monitoring of compliance activities.
  • Conduct regular audits and assessments to identify areas of non-compliance or potential risks.
Requirements:
  • Company Secretary + LLB (optional) having 5 years of experience in Securities Market.
  • Excellent English verbal and drafting communication skills.
  • Attention to detail and collaborative approach.
Key Stakeholders:
  • Senior Management.
  • Department Heads.
  • SEBI, Depository, Stock Exchanges etc.
  • Other departments etc.


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