Regulatory Compliance Specialist
1 day ago
The Regulatory Compliance Specialist plays a pivotal role in ensuring the organization operates within the framework of relevant regulations and laws.
This senior managerial position oversees the implementation of regulatory frameworks, monitors adherence to IFSCA requirements, and ensures robust governance and risk management practices.
The Regulatory Compliance Specialist will work closely with senior management to maintain regulatory integrity and safeguard the interests of stakeholders.
Key Responsibilities:- Ensure compliance with all provisions of IFSCA (Fund Management) Regulations and other applicable laws and guidelines.
- Develop, implement, and monitor compliance policies, procedures, and internal controls to align with IFSCA guidelines and the organization's operational framework.
- Conduct regular compliance reviews and audits to ensure adherence to regulatory requirements.
- Act as a key point of contact for IFSCA and other regulatory bodies, facilitating inspections, inquiries, and submission of required reports and disclosures.
- Monitor and report on regulatory changes, including updates proposed in IFSCA Consultation Papers.
- A professional qualification, post-graduate degree, or post-graduate diploma in finance, law, accountancy, business management, commerce, economics, capital market, banking, insurance, or actuarial science from a recognized institution.
- Membership of the Institute of Chartered Accountants of India, Institute of Company Secretaries of India, Institute of Cost Accountants of India, or an equivalent institution.
- At least 5 years of experience in compliance-related fields, specifically in supervisory and managerial positions within the securities market or financial products.
- Proven expertise in developing and implementing compliance and risk management frameworks.
We offer a competitive package to attract top talent.
The successful candidate will be responsible for maintaining the highest standards of regulatory compliance and contributing to the growth and success of the organization.
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