
Regulatory Compliance Professional
24 hours ago
We are seeking a highly motivated Compliance Specialist to join our team. The successful candidate will be responsible for ensuring that all regulatory requirements are met and that our operations are conducted in accordance with the relevant laws and regulations.
The ideal candidate will have a strong understanding of regulatory compliance and experience in a similar role. They will also possess excellent communication and analytical skills, as well as the ability to work effectively in a fast-paced environment.
Key Responsibilities:- Disseminate relevant circulars and notifications issued by regulators on a daily basis to respective departments and track actionable items.
- Settle client balances (fund/securities) and maintain knowledge of the same.
- Prepare documentation for AP registration/cancellation and maintain knowledge of AP-related compliances.
- Provide NEAT/CTCL terminal and maintain MIS for the same.
- Submit weekly/monthly/quarterly/half-yearly and annual regulatory returns to exchanges and handle day-to-day regulatory compliance.
- Coordinate with exchanges, clients, and departments for any compliance-related issues.
- Maintain recording data of client transactions.
- Prepare and maintain various applications/documentation as per exchange rules and regulation.
- Minimum 1.5 years of experience in broking
- Strong understanding of regulatory compliance
- Excellent communication and analytical skills
- Ability to work effectively in a fast-paced environment
This is an exciting opportunity for a talented individual to join our team and contribute to the success of our organization. If you are passionate about regulatory compliance and have the necessary skills and experience, we encourage you to apply.
-
Regulatory Compliance Expert
1 week ago
Gandhinagar, Gujarat, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,00,00,000Job Title: Regulatory Affairs SpecialistWe are seeking a skilled Regulatory Affairs professional with expertise in pharmaceutical and medical device regulatory compliance. This role involves preparing, reviewing, and submitting regulatory documentation to global health authorities.The ideal candidate will have a strong background in regulatory submissions,...
-
Regulatory Compliance Specialist
1 week ago
Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000Regulatory Compliance SpecialistThe Regulatory Compliance Specialist plays a pivotal role in ensuring the organization operates within the framework of relevant regulations and laws.This senior managerial position oversees the implementation of regulatory frameworks, monitors adherence to IFSCA requirements, and ensures robust governance and risk management...
-
Regulatory Compliance Specialist
1 day ago
Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000Regulatory Compliance SpecialistThe purpose of this role is to oversee the entire lifecycle of regulatory compliance across our organization. This includes conducting comprehensive product audits, monitoring and implementing daily regulatory requirements, and ensuring adherence to regulatory standards.We are seeking an experienced Regulatory Reporting...
-
Strategic Regulatory Compliance Professional
6 days ago
Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 60,00,000 - ₹ 1,20,00,000Job SummaryA compliance officer is responsible for ensuring that our organization adheres to relevant regulations and laws. This includes staying up-to-date with the latest regulatory requirements, conducting internal audits, and maintaining accurate records.The ideal candidate will have a strong understanding of regulatory frameworks, excellent...
-
Regulatory Compliance Expert
19 hours ago
Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,62,32,200 - ₹ 2,12,96,900Job Title: Regulatory Compliance ExpertWe are seeking a highly skilled professional to manage and coordinate regulatory examinations, oversee regulatory issues, produce reporting and metrics, support training, lead technology initiatives, and maintain trackers.Manage and coordinate regulatory examinations (logging info requests, preparing decks, reviewing...
-
Senior Regulatory Compliance Specialist
1 week ago
Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,04,000 - ₹ 1,30,878Compliance Specialist RoleWe are seeking an experienced Compliance Specialist to join our team. In this key managerial role, you will be responsible for ensuring the organization operates in full compliance with all relevant laws and regulations.The ideal candidate will have a strong understanding of regulatory frameworks and compliance processes in...
-
Regulatory Compliance Specialist
5 days ago
Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 36,00,000Job Title: Regulatory Compliance SpecialistA key managerial role responsible for ensuring operational compliance with regulatory frameworks. The position involves overseeing the implementation of governance and risk management practices, monitoring adherence to regulatory requirements, and ensuring robust compliance frameworks. The successful candidate will...
-
Chief Regulatory Compliance Specialist
4 days ago
Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 28,00,000Compliance Officer RoleThis role is responsible for ensuring adherence to regulatory requirements, internal policies, and compliance frameworks.The Compliance Officer will be accountable for monitoring and evaluating internal processes, coordinating regulatory approvals, and ensuring compliance with guidelines set by the relevant authorities.Develop,...
-
Compliance Professional
2 days ago
Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000Compliance and Risk Management ExecutiveAt GIFT City, we seek a seasoned professional to oversee compliance, regulatory affairs, and risk management across our Broking, Global Access Market, Distribution, and Insurance businesses.Evaluate and ensure strict adherence to IFSCA, SEZ, and exchange regulations.Develop, implement, and maintain compliance...
-
Senior Regulatory Compliance Specialist
4 days ago
Gandhinagar, Gujarat, India beBeeCompliance Full time ₹ 1,00,00,000 - ₹ 2,00,00,000Job Overview:We are seeking a highly motivated and detail-oriented Compliance Officer to oversee compliance, regulatory affairs, and risk management for our business operations in GIFT City.The ideal candidate will have in-depth knowledge of IFSCA regulations, SEZ requirements, AML/CFT frameworks, and hands-on experience in managing compliance in capital...